2019-04-24
3-18155
Hall Tees, Inc.
Hosokawa Micron International, Inc.
James River Coal Company
Napa Sonoma Group Inc. (f/k/a Andes 1, Inc.)
Self Change Corporation
/litigation/apdocuments/ap-3-18155.xml
2017-09-06
34-81536
Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934
/litigation/admin/2017/34-81536.pdf
2017-09-08
AP-5033
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2017/ap-5033.pdf
2017-09-21
AP-5084
Order Postponing Hearing and Scheduling Prehearing Conference
/alj/aljorders/2017/ap-5084.pdf
2017-10-03
AP-5128
Order to Show Cause
/alj/aljorders/2017/ap-5128.pdf
2017-10-17
ID-1191
Initial Decision of Default
/alj/aljdec/2017/id1191jeg.pdf
2017-12-04
AP-5254
Notice to the Parties and Order Following Remand
/alj/aljorders/2017/ap-5254.pdf
2018-01-05
Division's Statement in Support of Ratification of Record, Rulings, and Orders in this
Proceeding, with Proposed Order
/litigation/apdocuments/3-18155-event-12.pdf
2018-01-24
AP-5524
Order Ratifying Prior Actions
/alj/aljorders/2018/ap-5524.pdf
2018-08-23
AP-5954
Notice from the Chief Administrative Law Judge
/alj/aljorders/2018/ap-5954.pdf
2018-09-12
AP-5955
Chief Administrative Law Judge’s Order Assigning Proceedings Post Lucia v. SEC
/alj/aljorders/2018/ap-5955.pdf
2018-09-25
AP-6077
Order Following Reassignment
/alj/aljorders/2018/ap-6077.pdf
2018-10-10
AP-6159
Order Granting Postponement
/alj/aljorders/2018/ap-6159.pdf
2018-11-05
AP-6289
Order Finding Service and Directing Respondents to Show Cause
/alj/aljorders/2018/ap-6289.pdf
2018-12-11
ID-1329
Initial Decision On Default
/alj/aljdec/2018/id1329bpm.pdf
2019-04-23
34-85712
Notice That Initial Decision Has Become Final
/litigation/admin/2019/34-85712.pdf