2018-06-22
3-18143
Escobio, Robert J.
/litigation/apdocuments/ap-3-18143.xml
2017-08-25
Applicant's Notice of Appeal to the U.S. Securities and Exchange Commission
/litigation/apdocuments/3-18143-event-1.pdf
2017-09-08
34-81562
Order Scheduling Briefs
/litigation/opinions/2017/34-81562.pdf
2017-10-05
34-81823
Extension Order
/litigation/opinions/2017/34-81823.pdf
2017-10-24
Applicant's Initial Brief in Support of His Application for Review
/litigation/apdocuments/3-18143-event-8.pdf
2017-10-25
Letter dated 10/25/17 from applicant's counsel to OS sending corrected Table of
Contents and Table of Authorities to brief that was filed 10/24/17 and also correcting
the File Number on the prior title page
/litigation/apdocuments/3-18143-event-9.pdf
2017-11-22
FINRA's Brief in Opposition to Application for Review
/litigation/apdocuments/3-18143-event-10.pdf
2017-12-08
Applicant's Reply Brief to FINRA's Brief in Opposition to his Application for Review
/litigation/apdocuments/3-18143-event-11.pdf
2018-01-23
FINRA's Request that the Commission Take Official Notice of Appellate Decision
/litigation/apdocuments/3-18143-event-12.pdf
2018-03-09
Applicant's Request that the Comm. Take Official Notice of Appellants' Petition for
Panel Rehearing Filed 3/6/18 with the US Court of Appeals for the 11th Circuit
/litigation/apdocuments/3-18143-event-13.pdf
2018-03-29
Respondent's Request that the Commison Take Official Notice of the Order of the
11th Circuit Court of Appeals
/litigation/apdocuments/3-18143-event-14.pdf
2018-06-22
34-83501
Opinion of the Commission
/litigation/opinions/2018/34-83501.pdf