2018-12-21
3-18099
Black Diamond Asset Management LLC
Wilson, Robert
/litigation/apdocuments/ap-3-18099.xml
2017-08-04
IA-4739
IC-32776
Order Instituting Administrative and Cease-And- Desist Proceedings Pursuant to Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing
/litigation/admin/2017/ia-4739.pdf
2017-08-07
AP-4953
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2017/ap-4953.pdf
2017-08-11
AP-4970
Order Postponing Hearing and Scheduling Prehearing Conference
/alj/aljorders/2017/ap-4970.pdf
2017-09-07
AP-5028
Scheduling Order
/alj/aljorders/2017/ap-5028.pdf
2017-09-15
AP-5056
Order to Show Cause
/alj/aljorders/2017/ap-5056.pdf
2017-09-28
AP-5110
Order Finding Respondents in Default
/alj/aljorders/2017/ap-5110.pdf
2017-11-16
AP-5231
Order Granting Extension of Time for Reply
/alj/aljorders/2017/ap-5231.pdf
2017-11-30
AP-5246
Order Vacating Procedural Schedule
/alj/aljorders/2017/ap-5246.pdf
2017-12-05
AP-5258
Order Vacating Procedural Schedule and Implementing the Securities and Exchange Commission's Order On Pending Administrative Proceedings
/alj/aljorders/2017/ap-5258.pdf
2018-01-10
AP-5446
Order Scheduling Prehearing Conference
/alj/aljorders/2018/ap-5446.pdf
2018-01-08
Respondent Wilson's Brief to Reenter Evidence in to the Review by the Judge
/litigation/apdocuments/3-18099-event-21.pdf
2018-01-25
Division's Brief Requesting Ratification of Certain Prior Actions in These Proceedings
and Revision of the Default with Proposed Order and Declaration of Preethi
Krishnamurthy in Support, with Exhibits 1-7
/litigation/apdocuments/3-18099-event-20.pdf
2018-01-25
Division's Motion for Sanctions Against Respondents, w/Exhibits 1-9
/litigation/apdocuments/3-18099-event-10.pdf
2018-01-25
Responses of Respondent Wilson Dated 11/7/17
/litigation/apdocuments/3-18099-event-11.pdf
2018-01-26
AP-5535
Order Ratifying Certain Prior Actions, Discharging Order to Show Cause, and Setting Procedural Schedule
/alj/aljorders/2018/ap-5535.pdf
2018-01-22
Division's Response to Respondent Robert Wilson's Revision Request, with Exhibit 1
/litigation/apdocuments/3-18099-event-23.pdf
2018-04-09
AP-5678
Order Setting Hearing Location
/alj/aljorders/2018/ap-5678.pdf
2018-05-23
AP-5751
Order Admitting Certain Deposition Transcripts by Consent
/alj/aljorders/2018/ap-5751.pdf
2018-05-25
AP-5755
Order Scheduling Prehearing Conference
/alj/aljorders/2018/ap-5755.pdf
2018-05-31
AP-5765
Order Allowing Telephonic Testimony
/alj/aljorders/2018/ap-5765.pdf
2018-06-04
AP-5769
Order Regarding Status
/alj/aljorders/2018/ap-5769.pdf
2018-05-30
Division's Pre-Hearing Brief
/litigation/apdocuments/3-18099-event-36.pdf
2018-06-06
AP-5777
Order Postponing Hearing and Prehearing Conference
/alj/aljorders/2018/ap-5777.pdf
2018-06-15
AP-5799
Order Resetting Procedural Schedule
/alj/aljorders/2018/ap-5799.pdf
2018-06-25
AP-5838
Notice of Stay
/alj/aljorders/2018/ap-5838.pdf
2018-07-20
AP-5903
Notice of Extension of Stay
/alj/aljorders/2018/ap-5903.pdf
2018-08-23
AP-5954
Notice from the Chief Administrative Law Judge
/alj/aljorders/2018/ap-5954.pdf
2018-09-12
AP-5955
Chief Administrative Law Judge’s Order Assigning Proceedings Post Lucia v. SEC
/alj/aljorders/2018/ap-5955.pdf
2018-09-20
AP-6040
Order Following Reassignment
/alj/aljorders/2018/ap-6040.pdf
2018-10-15
AP-6181
Stay Order
/alj/aljorders/2018/ap-6181.pdf
2018-11-13
AP-6319
Order Extending Stay
/alj/aljorders/2018/ap-6319.pdf
2018-12-04
AP-6386
Second Order Extending Stay
/alj/aljorders/2018/ap-6386.pdf
2018-12-21
IA-5088
IC-33335
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940 and Section 9(b) of the Investment Company Act of 1940
/litigation/admin/2018/ia-5088.pdf