Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934

2018-12-12 3-18095 AV Therapeutics, Inc. Balqon Corporation Empress Mining Inc. (f/k/a Penola, Inc.) Passport Potash, Inc. /litigation/apdocuments/ap-3-18095.xml 2017-08-02 34-81295 Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934 /litigation/admin/2017/34-81295.pdf 2017-08-04 AP-4944 Order Scheduling Hearing and Designating Presiding Judge /alj/aljorders/2017/ap-4944.pdf 2017-08-10 34-81378 Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Av Therapeutics, Inc. /litigation/admin/2017/34-81378.pdf 2017-08-18 AP-4983 Order Postponing Hearing and Scheduling Prehearing Conference /alj/aljorders/2017/ap-4983.pdf 2017-09-12 AP-5044 Order Regarding Service and to Show Cause /alj/aljorders/2017/ap-5044.pdf 2017-09-27 AP-5105 Order Finding Service as to Passport Potash, Inc. /alj/aljorders/2017/ap-5105.pdf 2017-10-04 AP-5132 Order to Show Cause as to Passport Potash, Inc. /alj/aljorders/2017/ap-5132.pdf 2017-10-17 ID-1192 Initial Decision of Default /alj/aljdec/2017/id1192ce.pdf 2017-12-08 AP-5339 Notice to the Parties and Order Following Remand /alj/aljorders/2017/ap-5339.pdf 2018-01-04 Division's Statement in Support of Ratification of Record, Rulings, and Orders in this Proceeding, with Proposed Order /litigation/apdocuments/3-18095-event-19.pdf 2018-01-22 AP-5495 Order Ratifying Actions /alj/aljorders/2018/ap-5495.pdf 2018-08-23 AP-5954 Notice from the Chief Administrative Law Judge /alj/aljorders/2018/ap-5954.pdf 2018-09-12 AP-5955 Chief Administrative Law Judge’s Order Assigning Proceedings Post Lucia v. SEC /alj/aljorders/2018/ap-5955.pdf 2018-09-20 AP-6037 Order /alj/aljorders/2018/ap-6037.pdf 2018-10-09 AP-6147 Order to Show Cause /alj/aljorders/2018/ap-6147.pdf 2018-10-24 ID-1266 Initial Decision Making Findings and Revoking Registrations by Default /alj/aljdec/2018/id1266cff.pdf 2018-12-11 34-84803 Notice That Initial Decision Has Become Final /litigation/admin/2018/34-84803.pdf