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  <creationDate>2017-08-08</creationDate>
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    <fileNumbers>
      <fileNumber>3-18015</fileNumber>
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    <respondents>
      <respondent>Mallett, David K.</respondent>
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    <caseLink>/litigation/apdocuments/ap-3-18015.xml</caseLink>
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  <releaseItem>
    <date>2017-06-07</date>
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    <title>Notice of Appeal</title>
    <secLink>/litigation/apdocuments/3-18015-event-1.pdf</secLink>
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  <releaseItem>
    <date>2017-06-21</date>
    <releaseNumber></releaseNumber>
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    <title>FINRA's Motion To Dismiss The Application For Review And To Stay Briefing Schedule</title>
    <secLink>/litigation/apdocuments/3-18015-event-4.pdf</secLink>
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  <releaseItem>
    <date>2017-08-08</date>
    <releaseNumber>34-81355</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Granting Motion to Withdraw Application for Review</title>
    <secLink>/litigation/opinions/2017/34-81355.pdf</secLink>
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