2020-08-26
3-17984
Canso Enterprises Ltd.
/litigation/apdocuments/ap-3-17984.xml
2017-05-12
33-10358
Order Fixing Time and Place of Public Hearing and Instituting Proceedings Pursuant to Section 8(d) of the Securities Act of 1933
/litigation/stoporders/2017/33-10358.pdf
2017-05-15
AP-4798
Order Consolidating Proceedings and Designating Presiding Judge
/alj/aljorders/2017/ap-4798.pdf
2017-05-19
AP-4814
Order Finding Service and Setting Hearing Schedule
/alj/aljorders/2017/ap-4814.pdf
2017-06-02
AP-4846
Order Following Hearing
/alj/aljorders/2017/ap-4846.pdf
2017-05-30
Division's Motion in Limine to Introduce Sworn Investigative Testimony in Lieu of Live
Testimony, with Declaration of Marlee M. Engel in Support
/litigation/apdocuments/3-17984-event-10.pdf
2017-07-03
Division's Proposed Findings of Fact and Conclusion of Law
/litigation/apdocuments/3-17984-event-16.pdf
2017-07-26
ID-1155
Initial Decision On Default
/alj/aljdec/2017/id1155bpm.pdf
2017-10-19
33-10427
Notice That Initial Decision Has Become Final
/alj/aljdec/2017/33-10427.pdf
2017-12-13
AP-5374
Order Regarding the Securities and Exchange Commission's Order On Pending Administrative Proceedings
/alj/aljorders/2017/ap-5374.pdf
2018-01-08
Letter dated 1/5/18 from Division to ALJ requesting that she ratify all prior actions
made in this proceeding, with proposed Order
/litigation/apdocuments/3-17984-event-24.pdf
2018-01-24
AP-5518
Order Ratifying Prior Actions
/alj/aljorders/2018/ap-5518.pdf
2018-08-23
AP-5954
Notice from the Chief Administrative Law Judge
/alj/aljorders/2018/ap-5954.pdf
2018-09-12
AP-5955
Chief Administrative Law Judge’s Order Assigning Proceedings Post Lucia v. SEC
/alj/aljorders/2018/ap-5955.pdf
2018-09-18
AP-5995
Order Following Reassignment
/alj/aljorders/2018/ap-5995.pdf
2018-10-11
AP-6164
Order Scheduling Prehearing Conference
/alj/aljorders/2018/ap-6164.pdf
2018-10-18
AP-6222
Order Directing Supplementation of Record of Service
/alj/aljorders/2018/ap-6222.pdf
2018-11-08
AP-6311
Order Regarding Motion to Stay Deadline to File Declaration
/alj/aljorders/2018/ap-6311.pdf
2019-09-27
AP-6688
Order Redesignating Presiding Judge
/alj/aljorders/2019/ap-6688.pdf
2020-08-26
33-10827
Order Dismissing Consolidated Proceeding
/litigation/opinions/2020/33-10827.pdf