2019-06-28
3-17959
Reyftmann, Gregory
/litigation/apdocuments/ap-3-17959.xml
2017-05-01
34-80568
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
/litigation/admin/2017/34-80568.pdf
2017-05-02
AP-4782
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2017/ap-4782.pdf
2017-05-18
AP-4811
Order Postponing Hearing
/alj/aljorders/2017/ap-4811.pdf
2017-06-05
AP-4852
Order On Service
/alj/aljorders/2017/ap-4852.pdf
2017-06-28
AP-4896
Order Finding Service
/alj/aljorders/2017/ap-4896.pdf
2017-07-10
AP-4911
Order to Show Cause
/alj/aljorders/2017/ap-4911.pdf
2017-08-11
Division's Motion for Default and Sanctions Pursuant to Rule 155 of the Commission Rules of Practice, w/Exs. 1-11
/litigation/apdocuments/3-17959-event-13.pdf
2017-12-04
AP-5249
Order Regarding the Securities and Exchange Commission's Order On Pending Administrative Proceedings
/alj/aljorders/2017/ap-5249.pdf
2018-01-05
Letter dated 1/5/18 from Division to ALJ requesting that she ratify all prior actions
made in this proceeding, with proposed Order
/litigation/apdocuments/3-17959-event-17.pdf
2018-02-02
AP-5567
Order Ratifying Prior Actions
/alj/aljorders/2018/ap-5567.pdf
2018-02-06
ID-1233
Initial Decision On Default
/alj/aljdec/2018/id1233bpm.pdf
2018-05-16
34-83259
Notice That Initial Decision Has Become Final
/alj/aljdec/2018/34-83259.pdf
2018-08-23
AP-5954
Notice from the Chief Administrative Law Judge
/alj/aljorders/2018/ap-5954.pdf
2018-09-12
AP-5955
Chief Administrative Law Judge’s Order Assigning Proceedings Post Lucia v. SEC
/alj/aljorders/2018/ap-5955.pdf
2018-09-18
AP-6000
Order Following Reassignment
/alj/aljorders/2018/ap-6000.pdf
2018-10-11
AP-6171
Order Scheduling Prehearing Conference
/alj/aljorders/2018/ap-6171.pdf
2018-10-09
Letter from Division of Enforcement from Respondent, John Donnelly, to
Administrative Law Judge Elliot; with attachments
/litigation/apdocuments/3-17959-event-27.pdf
2018-10-19
AP-6228
Order Authorizing Service by Commercial Courier
/alj/aljorders/2018/ap-6228.pdf
2018-11-15
AP-6328
Order Finding Service
/alj/aljorders/2018/ap-6328.pdf
2018-12-13
AP-6399
Order to Show Cause
/alj/aljorders/2018/ap-6399.pdf
2019-01-31
AP-6429
Order Revising Briefing Schedule
/alj/aljorders/2019/ap-6429.pdf
2019-03-25
ID-1370
Initial Decision of Default
/alj/aljdec/2019/id1370ce.pdf
2019-06-28
34-86245
Notice That Initial Decision Has Become Final
/alj/aljdec/2019/34-86245.pdf