2017-06-08
3-17948
Khan, Abida
/litigation/apdocuments/ap-3-17948.xml
2017-04-27
34-80539
IA-4694
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
/litigation/admin/2017/34-80539.pdf
2017-04-28
AP-4777
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2017/ap-4777.pdf
2017-05-16
AP-4801
Postponement Order
/alj/aljorders/2017/ap-4801.pdf
2017-05-26
AP-4833
Order to Show Cause
/alj/aljorders/2017/ap-4833.pdf
2017-06-07
AP-4856
Stay Order
/alj/aljorders/2017/ap-4856.pdf
2017-06-08
34-80889
IA-4713
Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940
/litigation/admin/2017/34-80889.pdf