2022-06-22
3-17930
Ottimo, Louis
/litigation/apdocuments/ap-3-17930.xml
2017-04-17
Notice of Appeal
/litigation/apdocuments/3-17930-event-1.pdf
2017-05-15
34-80680
Order Scheduling Briefs
/litigation/opinions/2017/34-80680.pdf
2017-06-09
34-80899
Extension Order
/litigation/admin/2017/34-80899.pdf
2017-07-14
Brief of Applicant Louis Ottimo in Support of Application for Review
/litigation/apdocuments/3-17930-event-9.pdf
2017-08-15
FINRA's Brief in Opposition to Application for Review
/litigation/apdocuments/3-17930-event-12.pdf
2017-08-28
Applicant's Reply To FINRA's Brief In Opposition To Application For Review
/litigation/apdocuments/3-17930-event-13.pdf
2018-06-28
34-83555
Opinion of the Commission
/litigation/opinions/2018/34-83555.pdf
2020-04-27
34-83555
Application of Louis Ottimo for Review of Disciplinary Action Taken by FINRA
/litigation/apdocuments/3-17930-event-2020-04-27-applicants-application-for-review.pdf
2020-06-01
34-88977
Order Scheduling Briefs
/litigation/opinions/2020/34-88977.pdf
2020-07-02
Applicant's Opening Brief
/litigation/apdocuments/3-17930-event-2020-07-02-applicants-opening-brief.pdf
2020-07-30
FINRA’s Brief in Opposition to the Application for Review
/litigation/apdocuments/3-17930-2020-07-30-finras-brief-in-opposition-to-application-for-review.pdf
2021-03-30
34-91444
Order Extending Time to Issue Decision
/litigation/opinions/2021/34-91444.pdf
2021-06-25
34-92265
Order Extending Time to Issue Decision
/litigation/opinions/2021/34-92265.pdf
2021-09-27
34-93140
Order Extending Time to Issue Decision
/litigation/opinions/2021/34-93140.pdf
2021-12-27
34-93869
Order Extending Time to Issue Decision
/litigation/opinions/2021/34-93869.pdf
2022-03-28
34-94531
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-94531.pdf
2022-06-22
34-95141
Opinion of the Commission
/litigation/opinions/2022/34-95141.pdf