2018-10-29
3-17909
North, Thaddeus J.
/litigation/apdocuments/ap-3-17909.xml
2017-04-06
Application for Review
/litigation/apdocuments/3-17909-event-1.pdf
2017-04-19
34-80490
Order Denying Stay as Moot
/litigation/opinions/2017/34-80490.pdf
2017-04-12
Brief of the Financial Industry Regulatory Authority In Opposition to Motion to Stay
Sanctions
/litigation/apdocuments/3-17909-event-5.pdf
2017-04-18
Applicant's Reply to Opposition to Motion to Stay Sanctions
/litigation/apdocuments/3-17909-event-6.pdf
2017-05-15
34-80679
Order Scheduling Briefs
/litigation/opinions/2017/34-80679.pdf
2017-06-13
Opening Brief In Support Of Application For Review
/litigation/apdocuments/3-17909-event-10.pdf
2017-07-14
Brief of the FlNRA in Opposition to Application for Review with Certificate of
Compliance and Certificate of Service
/litigation/apdocuments/3-17909-event-11.pdf
2017-07-28
Reply Brief In Support Of Application For Review
/litigation/apdocuments/3-17909-event-12.pdf
2018-03-28
34-82962
Order Extending Time to Issue Decision
/litigation/opinions/2018/34-82962.pdf
2018-04-27
34-83127
Order Extending Time to Issue Decision
/litigation/opinions/2018/34-83127.pdf
2018-05-29
34-83338
Order Extending Time to Issue Decision
/litigation/opinions/2018/34-83338.pdf
2018-06-28
34-83549
Order Extending Time to Issue Decision
/litigation/opinions/2018/34-83549.pdf
2018-07-30
34-83741
Order Extending Time to Issue Decision
/litigation/opinions/2018/34-83741.pdf
2018-08-29
34-83995
Order Extending Time to Issue Decision
/litigation/opinions/2018/34-83995.pdf
2018-09-28
34-84322
Order Extending Time to Issue Decision
/litigation/opinions/2018/34-84322.pdf
2018-10-29
34-84500
Opinion of the Commission
/litigation/opinions/2018/34-84500.pdf