2019-07-26
3-17907
Zufelt, Anthony C.
/litigation/apdocuments/ap-3-17907.xml
2017-04-07
34-80402
Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 15(b) of the Securities Exchange Act of 1934
/litigation/admin/2017/34-80402.pdf
2017-04-10
AP-4742
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2017/ap-4742.pdf
2017-04-26
AP-4770
Order Postponing Hearing
/alj/aljorders/2017/ap-4770.pdf
2017-04-26
AP-4772
Order Scheduling Prehearing Conference
/alj/aljorders/2017/ap-4772.pdf
2017-05-03
AP-4785
Order Following Prehearing Conference
/alj/aljorders/2017/ap-4785.pdf
2017-05-23
AP-4820
Notice of Stay
/alj/aljorders/2017/ap-4820.pdf
2017-12-04
AP-5255
Notice to the Parties and Order Ratifying Prior Actions
/alj/aljorders/2017/ap-5255.pdf
2018-01-05
Division's Motion for Entry of Default, Summary Disposition and Imposition of Sanctions Against Respondent Anthony C. Zufelt, w/Exhibits A-F
/litigation/apdocuments/3-17907-event-12.pdf
2018-03-01
ID-1239
Initial Decision
/alj/aljdec/2018/id1239jeg.pdf
2018-05-17
34-83277
Notice That Initial Decision Has Become Final
/alj/aljdec/2018/34-83277.pdf
2018-08-23
AP-5954
Notice from the Chief Administrative Law Judge
/alj/aljorders/2018/ap-5954.pdf
2018-09-12
AP-5955
Chief Administrative Law Judge’s Order Assigning Proceedings Post Lucia v. SEC
/alj/aljorders/2018/ap-5955.pdf
2018-09-20
AP-6038
Order Following Reassignment
/alj/aljorders/2018/ap-6038.pdf
2018-10-22
AP-6239
Notice of Telephonic Prehearing Conference
/alj/aljorders/2018/ap-6239.pdf
2018-11-16
AP-6337
Order Setting Briefing Schedule
/alj/aljorders/2018/ap-6337.pdf
2019-02-07
Division's Motion for Summary Disposition and Imposition of Sanctions Against
Respondent Zufelt
/litigation/apdocuments/3-17907-event-32_redacted.pdf
2019-03-12
AP-6493
Order Directing Submission of Evidence
/alj/aljorders/2019/ap-6493.pdf
2019-04-22
ID-1374
Initial Decision
/alj/aljdec/2019/id1374bpm.pdf
2019-07-26
34-86482
Notice That Initial Decision Has Become Final
/alj/aljdec/2019/34-86482.pdf