2020-09-02
3-17875
Alfaya, Victor
/litigation/apdocuments/ap-3-17875.xml
2017-03-10
34-80198
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
/litigation/admin/2017/34-80198.pdf
2017-03-13
AP-4675
Order Consolidating Proceedings and Designating Presiding Judge
/alj/aljorders/2017/ap-4675.pdf
2017-04-10
AP-4741
Order Postponing Hearing, Directing Division to File Declaration of Service, and Scheduling Prehearing Conference
/alj/aljorders/2017/ap-4741.pdf
2017-04-24
AP-4763
Order Directing Division of Enforcement to File Supplemental Declaration of Service and Rescheduling Prehearing Conference
/alj/aljorders/2017/ap-4763.pdf
2017-05-26
AP-4834
Order Following Prehearing Conference and to Show Cause as to Respondent Alfaya
/alj/aljorders/2017/ap-4834.pdf
2017-06-21
AP-4880
Order Discharging Order to Show Cause as to Respondent Alfaya
/alj/aljorders/2017/ap-4880.pdf
2017-10-30
ID-1213
Initial Decision
/alj/aljdec/2017/id1213ce.pdf
2017-12-04
AP-5248
Notice to the Parties and Order Following Remand
/alj/aljorders/2017/ap-5248.pdf
2018-01-29
AP-5548
Order Ratifying Actions
/alj/aljorders/2018/ap-5548.pdf
2018-09-28
AP-6121
Order
/alj/aljorders/2018/ap-6121.pdf
2019-04-01
AP-6531
Order
/alj/aljorders/2019/ap-6531.pdf
2019-04-01
AP-6532
Order to Show Cause
/alj/aljorders/2019/ap-6532.pdf
2019-06-28
ID-1380
Initial Decision as to Talman Harris
/alj/aljdec/2019/id1380cff.pdf
2019-06-28
ID-1381
Initial Decision as to Victor Alfaya Making Findings and Imposing Sanction by Default
/alj/aljdec/2019/id1381cff.pdf
2019-09-30
34-87162
Notice That Initial Decision Has Become Final
/alj/aljdec/2019/34-87162.pdf
2019-10-30
34-87425
Order Remanding Proceeding
/litigation/opinions/2019/34-87425.pdf
2019-12-09
AP-6716
Order
/alj/aljorders/2019/ap-6716.pdf
2020-02-05
AP-6730
Order
/alj/aljorders/2020/ap-6730.pdf
2020-09-02
ID-1402
Supplemental Initial Decision Talman Harris And Victor Alfaya
/alj/aljdec/2020/id1402cff.pdf