Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice and Notice of Hearing

2017-06-15 3-17857 Richardson Edward, Jr., CPA Richardson Edward, Jr. /litigation/apdocuments/ap-3-17857.xml 2017-02-24 34-80103 Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice and Notice of Hearing /litigation/admin/2017/34-80103.pdf 2017-02-28 AP-4636 Order Scheduling Hearing and Designating Presiding Judge /alj/aljorders/2017/ap-4636.pdf 2017-03-03 AP-4651 Order Postponing Hearing and Scheduling Prehearing Conference /alj/aljorders/2017/ap-4651.pdf 2017-03-27 AP-4709 Order Rescheduling Prehearing Conference /alj/aljorders/2017/ap-4709.pdf 2017-03-16 Answer to Order Instituting Public Administrative and Cease and Desist Proceedings /litigation/apdocuments/3-17857-event-4.pdf 2017-05-16 AP-4802 Stay Order /alj/aljorders/2017/ap-4802.pdf 2017-06-14 34-80918 AAER-3876 Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice /litigation/admin/2017/34-80918.pdf