Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing

2019-01-31 3-17856 Gibson, John Austin, Jr. /litigation/apdocuments/ap-3-17856.xml 2017-02-23 34-80095 IA-4654 Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing /litigation/admin/2017/34-80095.pdf 2017-02-27 AP-4630 Order Scheduling Hearing and Designating Presiding Judge /alj/aljorders/2017/ap-4630.pdf 2017-03-15 AP-4684 Order Postponing Hearing /alj/aljorders/2017/ap-4684.pdf 2017-03-24 AP-4707 Order Scheduling Prehearing Conference /alj/aljorders/2017/ap-4707.pdf 2017-04-03 AP-4728 Order Following Prehearing Conference /alj/aljorders/2017/ap-4728.pdf 2017-04-06 AP-4736 Order to Show Cause /alj/aljorders/2017/ap-4736.pdf 2017-05-08 AP-4791 Order for Supplemental Brief /alj/aljorders/2017/ap-4791.pdf 2017-04-24 Division's Motion and Memorandum of Law Supporting Entry of Default /litigation/apdocuments/3-17856-event-11.pdf 2017-05-22 Division's Supplemental Brief in Support of its Motion for Entry of Default /litigation/apdocuments/3-17856-event-14.pdf 2017-06-20 ID-1147 Initial Decision of Default /alj/aljdec/2017/id1147jeg.pdf 2017-10-03 34-81808 IA-4787 Notice That Initial Decision Has Become Final /alj/aljdec/2017/34-81808.pdf 2017-12-07 AP-5324 Notice to the Parties and Order Following Remand /alj/aljorders/2017/ap-5324.pdf 2018-01-05 Letter dated 1/4/18 from Division to ALJ requesting that he ratify all prior actions made in this proceeding, with proposed Order /litigation/apdocuments/3-17856-event-21.pdf 2018-01-17 AP-5468 Order Ratifying Prior Actions /alj/aljorders/2018/ap-5468.pdf 2018-08-23 AP-5954 Notice from the Chief Administrative Law Judge /alj/aljorders/2018/ap-5954.pdf 2018-09-12 AP-5955 Chief Administrative Law Judge’s Order Assigning Proceedings Post Lucia v. SEC /alj/aljorders/2018/ap-5955.pdf 2018-09-19 AP-6025 Order Following Reassignment /alj/aljorders/2018/ap-6025.pdf 2018-11-29 AP-6372 Order to Show Cause /alj/aljorders/2018/ap-6372.pdf 2019-01-31 34-85013 IA-5104 Order Making Findings and Imposing Remedial Sanctions Against John Austin Gibson, Jr. Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 /litigation/admin/2019/34-85013.pdf