2018-11-16
3-17819
GL Investment Services, LLC
/litigation/apdocuments/ap-3-17819.xml
2017-01-30
IA-4630
Order Instituting Administrative Proceedings Pursuant to Section 203(e) of the Investment Advisers Act of 1940 and Notice of Hearing
/litigation/admin/2017/ia-4630.pdf
2017-01-31
AP-4573
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2017/ap-4573.pdf
2017-02-16
AP-4607
Order Postponing Hearing
/alj/aljorders/2017/ap-4607.pdf
2017-02-17
AP-4609
Order Consolidating Proceedings and Designating Presiding Judge
/alj/aljorders/2017/ap-4609.pdf
2017-02-21
AP-4614
Order Postponing Hearing
/alj/aljorders/2017/ap-4614.pdf
2017-02-28
AP-4633
Order Regarding Service
/alj/aljorders/2017/ap-4633.pdf
2017-03-16
AP-4690
Order Scheduling Prehearing Conference
/alj/aljorders/2017/ap-4690.pdf
2017-06-20
ID-1149
Initial Decision of Default
/alj/aljdec/2017/id1149jeg.pdf
2017-10-03
IA-4786
Notice That Initial Decision Has Become Final
/alj/aljdec/2017/ia-4786.pdf
2017-12-06
AP-5291
Notice to the Parties and Order Following Remand
/alj/aljorders/2017/ap-5291.pdf
2018-01-22
AP-5500
Order Ratifying Prior Actions
/alj/aljorders/2018/ap-5500.pdf
2018-08-23
AP-5954
Notice from the Chief Administrative Law Judge
/alj/aljorders/2018/ap-5954.pdf
2018-09-12
AP-5955
Chief Administrative Law Judge’s Order Assigning Proceedings Post Lucia v. SEC
/alj/aljorders/2018/ap-5955.pdf
2018-09-20
AP-6036
Order Following Reassignment
/alj/aljorders/2018/ap-6036.pdf
2018-11-16
AP-6340
Order Finding Service and Directing Respondents to Show Cause
/alj/aljorders/2018/ap-6340.pdf
2019-02-05
ID-1347
Initial Decision On Default
/alj/aljdec/2019/id1347bpm.pdf
2019-05-17
IA-5238
Notice That Initial Decision Has Become Final
/alj/aljdec/2019/ia-5238.pdf