2017-09-29
3-17752
Schwartz, Michael David
/litigation/apdocuments/ap-3-17752.xml
2016-12-27
Application for Review and Motion for Stay
/litigation/apdocuments/3-17752-event-1.pdf
2017-01-24
Applicant's Answer to FINRA's Brief in Opposition to Request for Stay
/litigation/apdocuments/3-17752-event-7_redacted.pdf
2017-01-04
FINRA's Brief in Opposition to Request for Stay
/litigation/apdocuments/3-17752-event-3_redacted.pdf
2017-03-22
FINRA's Brief in Opposition to Application for Review
/litigation/apdocuments/3-17752-event-9.pdf
2017-02-21
Applicant's Brief in Support of Application for Review
/litigation/apdocuments/3-17752-event-8.pdf
2017-09-29
34-81784
Opinion of the Commission
/litigation/opinions/2017/34-81784.pdf