2019-03-20
3-17751
Dekel, Roy
/litigation/apdocuments/ap-3-17751.xml
2016-12-27
IA-4594
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
/litigation/admin/2016/ia-4594.pdf
2016-12-28
AP-4489
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2016/ap-4489.pdf
2017-01-11
AP-4518
Order
/alj/aljorders/2017/ap-4518.pdf
2017-01-30
AP-4570
Prehearing Order
/alj/aljorders/2017/ap-4570.pdf
2017-01-26
Supplemental Status Report
/litigation/apdocuments/3-17751-event-7.pdf
2017-02-13
Respondent's Answer to Order Instituting Administrative Proceedings, and Notice of
Hearing
/litigation/apdocuments/3-17751-event-9.pdf
2017-03-23
Division's Motion For Summary Disposition Against Respondent Roy Dekel And
Memorandum Of Law In Support
/litigation/apdocuments/3-17751-event-12.pdf
2017-03-23
Declaration of Amy Jane Longo In Support Of Division's Motion For Summary
Disposition Against Respondent Roy Dekel Pursuant To Commission Rule of Practice
250
/litigation/apdocuments/3-17751-event-13.pdf
2017-07-28
ID-1157
Initial Decision
/alj/aljdec/2017/id1157cff.pdf
2017-12-18
AP-5401
Order
/alj/aljorders/2017/ap-5401.pdf
2018-01-05
Letter dated 1/5/18 from Division to ALJ, requesting that she ratify the decisions all
prior actions in this matter, with proposed Order
/litigation/apdocuments/3-17751-event-19.pdf
2018-01-22
AP-5480
Order
/alj/aljorders/2018/ap-5480.pdf
2018-08-23
AP-5954
Notice from the Chief Administrative Law Judge
/alj/aljorders/2018/ap-5954.pdf
2018-09-12
AP-5955
Chief Administrative Law Judge’s Order Assigning Proceedings Post Lucia v. SEC
/alj/aljorders/2018/ap-5955.pdf
2018-09-14
AP-5978
Order Following Reassignment
/alj/aljorders/2018/ap-5978.pdf
2018-09-26
AP-6096
Order Scheduling Prehearing Conference
/alj/aljorders/2018/ap-6096.pdf
2018-10-22
AP-6238
Order Following Prehearing Conference
/alj/aljorders/2018/ap-6238.pdf
2018-11-07
ID-1298
Initial Decision
/alj/aljdec/2018/id1298jeg.pdf
2019-03-20
IA-5205
Notice That Initial Decision Has Become Final
/alj/aljdec/2019/ia-5205.pdf