2017-07-18
3-17749
Smith, Jason B.
/litigation/apdocuments/ap-3-17749.xml
2016-12-27
34-79694
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, and Notice of Hearing
/litigation/admin/2016/34-79694.pdf
2016-12-28
AP-4487
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2016/ap-4487.pdf
2017-01-23
AP-4540
Order Postponing Hearing
/alj/aljorders/2017/ap-4540.pdf
2017-01-30
AP-4567
Order Regarding Availability for Prehearing Conference
/alj/aljorders/2017/ap-4567.pdf
2017-02-07
AP-4590
Order Scheduling Prehearing Conference
/alj/aljorders/2017/ap-4590.pdf
2017-02-13
AP-4598
Order Staying Proceeding
/alj/aljorders/2017/ap-4598.pdf
2017-03-20
AP-4696
Order to Show Cause
/alj/aljorders/2017/ap-4696.pdf
2017-05-02
ID-1129
Initial Decision On Default
/alj/aljdec/2017/id1129bpm.pdf
2017-04-07
Motion for Default and Sanctions Pursuant to Rule 155 of the Commission Rules of
Practice
/litigation/apdocuments/3-17749-event-14.pdf
2017-07-18
34-81168
Notice That Initial Decision Has Become Final
/litigation/opinions/2017/34-81168.pdf