2017-02-07
3-17748
McGregor, Robert S.
/litigation/apdocuments/ap-3-17748.xml
2016-12-27
34-79693
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, and Notice of Hearing
/litigation/admin/2016/34-79693.pdf
2016-12-28
AP-4486
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2016/ap-4486.pdf
2017-01-24
AP-4544
Order Postponing Hearing
/alj/aljorders/2017/ap-4544.pdf
2017-01-31
AP-4576
Order Scheduling Prehearing Conference
/alj/aljorders/2017/ap-4576.pdf
2017-01-31
AP-4577
Stay Order
/alj/aljorders/2017/ap-4577.pdf
2017-02-07
34-79980
Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934
/litigation/admin/2017/34-79980.pdf