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  <creationDate>2017-03-24</creationDate>
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      <fileNumber>3-17741</fileNumber>
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    <respondents>
      <respondent>Ellis, Jonathan Roth</respondent>
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    <date>2016-12-20</date>
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    <title>Application for Review</title>
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    <date>2017-01-10</date>
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    <title>FINRA's Motion to Dismiss the Application for Review and to Stay the Briefing
Schedule</title>
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  <releaseItem>
    <date>2017-03-24</date>
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    <title>Opinion of the Commission</title>
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