2020-03-30
3-17740
Augustine Capital Management LLC (f/k/a Augustine Capital Management Inc.)
Porter, John T.
Duszynski, Thomas F. , CPA
/litigation/apdocuments/ap-3-17740.xml
2016-12-20
IA-4591
IC-32397
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940 and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing
/litigation/admin/2016/ia-4591.pdf
2016-12-21
AP-4475
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2016/ap-4475.pdf
2017-01-12
AP-4520
Order
/alj/aljorders/2017/ap-4520.pdf
2017-01-19
AP-4536
Prehearing Order
/alj/aljorders/2017/ap-4536.pdf
2017-01-17
Answer of Respondents
/litigation/apdocuments/3-17740-event-8.pdf
2017-02-09
AP-4594
Scheduling Order
/alj/aljorders/2017/ap-4594.pdf
2017-07-28
AP-4935
Scheduling Order
/alj/aljorders/2017/ap-4935.pdf
2017-08-02
Motion to Stay Pending Commission Consideration of Offer of Settlement
/litigation/apdocuments/3-17740-event-20.pdf
2017-08-10
AP-4967
Order
/alj/aljorders/2017/ap-4967.pdf
2017-08-21
AP-4986
Order
/alj/aljorders/2017/ap-4986.pdf
2017-10-26
IA-4800
IC-32883
AAER-3904
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 and Instituting Public Administrative Proceedings, and Imposing Sanctions Pursuant to Rule 102(e) of the Commission's Rules of Practice as to Thomas F. Duszynski, CPA
/litigation/admin/2017/ia-4800.pdf
2017-12-14
34-82330
Order Appointing Tax Administrator
/litigation/admin/2017/34-82330.pdf
2018-01-26
34-82590
Extension Order
/litigation/admin/2018/34-82590.pdf
2018-11-29
34-84675
Notice of Proposed Plan of Distribution and Opportunity for Comment
/litigation/admin/2018/34-84675.pdf
2019-03-18
34-85340
Order Approving Plan of Distribution
/litigation/admin/2019/34-85340.pdf
2020-03-30
34-88510
Order Directing Disbursement of Fair Fund
/litigation/admin/2020/34-88510.pdf