2022-03-18
3-17734
Sequeira, Keith Patrick
/litigation/apdocuments/ap-3-17734.xml
2016-12-16
Application for Review of FINRA's Decision Dated November 18, 2016
/litigation/apdocuments/3-17734-event-1.pdf
2017-03-29
Applicant's Reply Brief
/litigation/apdocuments/3-17734-event-8.pdf
2017-03-14
FINRA's Brief in Opposition to the Application for Review, with Attached Appendices A-E
/litigation/apdocuments/3-17734-event-7.pdf
2017-09-29
34-81786
Opinion of the Commission
/litigation/opinions/2017/34-81786.pdf
2018-01-19
Application for Review of FINRA's Decision Following Remand from SEC
/litigation/apdocuments/3-17734-event-9.pdf
2018-04-02
Applicant's Brief and Certification of Service
/litigation/apdocuments/3-17751-event-13.pdf
2018-05-11
Applicant's Reply Brief
/litigation/apdocuments/3-17734-event-15.pdf
2019-02-08
Order Extending Time to Issue Decision
/litigation/opinions/2019/34-85086.pdf
2020-12-08
Motion for Reconsideration
/litigation/apdocuments/3-17734-2020-12-08-motion-for-reconsideration.pdf
2019-03-01
34-85231
Opinion of the Commission
/litigation/opinions/2019/34-85231.pdf
2022-03-18
34-94472
Order Denying Motion for Reconsideration
/litigation/opinions/2022/34-94472.pdf