2017-04-26
3-17733
Wilson-Davis & Company, Inc.
/litigation/apdocuments/ap-3-17733.xml
2016-12-16
34-79580
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 and Notice of Hearing
/litigation/admin/2016/34-79580.pdf
2016-12-20
AP-4468
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2016/ap-4468.pdf
2016-12-30
AP-4496
Order Postponing Hearing and Scheduling Prehearing Conference
/alj/aljorders/2016/ap-4496.pdf
2017-01-17
AP-4528
Order Extending Time to File Answer
/alj/aljorders/2017/ap-4528.pdf
2017-01-23
AP-4538
Order Staying the Proceeding
/alj/aljorders/2017/ap-4538.pdf
2017-04-26
34-80533
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934
/litigation/admin/2017/34-80533.pdf