2018-04-02
3-17677
Lek Securities Corporation
/litigation/apdocuments/ap-3-17677.xml
2016-11-15
Application for Review
/litigation/apdocuments/3-17677-event-1.pdf
2017-01-11
34-79771
Order Scheduling Briefs
/litigation/opinions/2017/34-79771.pdf
2017-02-13
Applicant's Appeal of FINRA Decision
/litigation/apdocuments/3-17677-event-6.pdf
2017-03-13
FINRA'S Brief in Opposition to Application for Review
/litigation/apdocuments/3-17677-event-7.pdf
2018-01-30
34-82606
Order Extending Time to Issue Decision
/litigation/opinions/2018/34-82606.pdf
2018-03-01
34-82797
Order Extending Time to Issue Decision
/litigation/opinions/2018/34-82797.pdf
2018-04-02
34-82981
Opinion of the Commission
/litigation/opinions/2018/34-82981.pdf