2018-05-29
3-17674
Kon, Alexander
/litigation/apdocuments/ap-3-17674.xml
2016-11-14
33-10252
34-79298
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 15(b) of the Securities Exchange Act of 1934, and Notice of Hearing
/litigation/admin/2016/33-10252.pdf
2016-11-16
AP-4358
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2016/ap-4358.pdf
2016-12-01
AP-4408
Order Postponing Hearing and Scheduling Prehearing Conference
/alj/aljorders/2016/ap-4408.pdf
2016-12-12
AP-4437
Order Granting Motion to Extend Filing Deadline
/alj/aljorders/2016/ap-4437.pdf
2016-12-19
AP-4465
Order Following Prehearing Conference
/alj/aljorders/2016/ap-4465.pdf
2017-01-05
AP-4501
Order Regarding Respondent's Motion for Judgment On the Pleadings and Motion for Withdrawal
/alj/aljorders/2017/ap-4501.pdf
2017-01-09
AP-4505
Scheduling and General Prehearing Order
/alj/aljorders/2017/ap-4505.pdf
2017-01-09
AP-4506
Order Granting Motion to Amend Answer
/alj/aljorders/2017/ap-4506.pdf
2017-01-09
AP-4510
Order Extending Deadline to Respond to Motion for Ruling On the Pleadings
/alj/aljorders/2017/ap-4510.pdf
2017-01-13
AP-4524
Order On Motion for Interlocutory Review
/alj/aljorders/2017/ap-4524.pdf
2017-01-23
AP-4541
Order Extending Deadline for Reply to Motion for Ruling On the Pleadings
/alj/aljorders/2017/ap-4541.pdf
2017-01-06
Division's Notice Regarding Respondent's Motion to Amend Answer. (Division does not oppose motion.)
/litigation/apdocuments/3-17674-event-15.pdf
2017-01-09
Respondent's Motion to Amend Answer
/litigation/apdocuments/3-17674-event-20_redacted.pdf
2017-01-09
Respondent's Motion for A Ruling on the Pleadings and Supporting Memorandum of
Law
/litigation/apdocuments/3-17674-event-21_redacted.pdf
2017-01-09
Respondent's Motion for Withdrawal
/litigation/apdocuments/3-17674-event-22_redacted.pdf
2017-01-18
Respondent's Motion for Interlocutory Review
/litigation/apdocuments/3-17674-event-29.pdf
2017-01-18
Respondent's Amended Answer
/litigation/apdocuments/3-17674-event-30.pdf
2017-01-18
Division's Response to Respondent's Motion for a Ruling on the Pleadings and
Supporting Memorandum of Law
/litigation/apdocuments/3-17674-event-31.pdf
2017-02-03
AP-4582
Order Denying Respondent's Motion for a Ruling On the Pleadings
/alj/aljorders/2017/ap-4582.pdf
2016-12-27
Respondent's Answer
/litigation/apdocuments/3-17674_event-12.pdf
2017-02-21
AP-4617
Order Denying Respondent's Motion for Withdrawal
/alj/aljorders/2017/ap-4617.pdf
2017-03-15
AP-4686
Order Granting Extension of Certain Prehearing Deadlines
/alj/aljorders/2017/ap-4686.pdf
2017-03-31
AP-4724
Order Following Prehearing Conference
/alj/aljorders/2017/ap-4724.pdf
2017-04-03
AP-4727
Order Rescheduling Hearing
/alj/aljorders/2017/ap-4727.pdf
2017-03-27
Respondent's Prehearing Submission Under Rule 222(a)
/litigation/apdocuments/3-17674-event-44.pdf
2017-03-28
Stipulation of Division of Enforcement and Respondent Alexander Kon
/litigation/apdocuments/3-17674-event-45.pdf
2017-04-21
AP-4761
Stay Order
/alj/aljorders/2017/ap-4761.pdf
2017-05-11
AP-4795
Order Extending Stay
/alj/aljorders/2017/ap-4795.pdf
2017-05-23
AP-4821
Notice of Stay
/alj/aljorders/2017/ap-4821.pdf
2017-12-06
AP-5289
Notice to the Parties and Order Scheduling Prehearing Conference
/alj/aljorders/2017/ap-5289.pdf
2017-12-14
AP-5375
Order Rescheduling Prehearing Conference
/alj/aljorders/2017/ap-5375.pdf
2017-12-15
AP-5391
Order Following Telephonic Conference and Setting Hearing Time and Location
/alj/aljorders/2017/ap-5391.pdf
2018-01-05
Letter dated 1/5/18 from Division to ALJ requesting that he ratify all prior actions made in this proceeding, with proposed Order
/litigation/apdocuments/3-17674-event-67.pdf
2018-01-25
AP-5532
Order Ratifying Actions and Denying Motion for Stay
/alj/aljorders/2018/ap-5532.pdf
2018-02-13
AP-5587
Order Scheduling Prehearing Conference
/alj/aljorders/2018/ap-5587.pdf
2018-02-14
AP-5595
Order Rescheduling Hearing
/alj/aljorders/2018/ap-5595.pdf
2018-02-15
AP-5606
Order Regarding Hearing Date
/alj/aljorders/2018/ap-5606.pdf
2018-02-20
AP-5620
Order Rescheduling Hearing
/alj/aljorders/2018/ap-5620.pdf
2018-04-06
AP-5675
Stay Order
/alj/aljorders/2018/ap-5675.pdf
2018-05-29
33-10501
34-83336
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and 15(b) of the Securities Exchange Act of 1934
/litigation/admin/2018/33-10501.pdf