Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice

2017-01-31 3-17633 Aronson, David A., CPA /litigation/apdocuments/ap-3-17633.xml 2016-10-19 34-79120 AAER-3815 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice /litigation/admin/2016/34-79120.pdf 2016-10-20 AP-4285 Order Scheduling Hearing and Designating Presiding Judge /alj/aljorders/2016/ap-4285.pdf 2016-11-14 AP-4349 Order Directing Parties to Hold a Prehearing Conference /alj/aljorders/2016/ap-4349.pdf 2016-11-29 AP-4396 Stay Order /alj/aljorders/2016/ap-4396.pdf 2016-11-28 Joint Motion to Stay Proceeding Pending Commission's Consideration of Settlement Offer /litigation/apdocuments/3-17633-event-9.pdf 2017-01-31 34-79903 AAER-3857 Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice /litigation/admin/2017/34-79903.pdf