2022-05-05
3-17614
Balter, Laurence I. d/b/a Oracle Investment Research
/litigation/apdocuments/ap-3-17614.xml
2016-10-04
33-10228
34-79032
IA-4545
IC-32301
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, and Sections 9(b) and 9(f) of the Investment Company Act of 1940
/litigation/admin/2016/33-10228.pdf
2016-10-04
AP-4222
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2016/ap-4222.pdf
2016-10-21
AP-4295
Postponement Order
/alj/aljorders/2016/ap-4295.pdf
2016-11-21
AP-4376
Prehearing Order
/alj/aljorders/2016/ap-4376.pdf
2016-11-28
Division's Opposition to Resp's Motion for A More Definite Statement, w/ Attach Declaration of Robert L. Tashjian In Support of the Div's Opposition to Respondent's Motion for a More Definite Statement
/litigation/apdocuments/3-17614-event-9.pdf
2016-12-01
Joint Proposed Prehearing Schedules
/litigation/apdocuments/3-17614-event-10.pdf
2016-11-09
Answer And Affirmative Defenses of Respondent Laurence I. Balter
/litigation/apdocuments/3-17614-event-5.pdf
2016-11-09
Respondent's Motion For A More Definite Statement
/litigation/apdocuments/3-17614-event-6.pdf
2016-11-09
Respondent's Memorandum of Points and Authorities In Support of Motion For A More Definite Statement
/litigation/apdocuments/3-17614-event-7.pdf
2017-01-13
AP-4525
Scheduling Order
/alj/aljorders/2017/ap-4525.pdf
2017-01-19
AP-4534
Order
/alj/aljorders/2017/ap-4534.pdf
2017-01-27
AP-4560
Order
/alj/aljorders/2017/ap-4560.pdf
2017-03-07
AP-4659
Order Redesignating Presiding Judge
/alj/aljorders/2017/ap-4659.pdf
2017-04-17
AP-4753
Order Granting Motion to Stay
/alj/aljorders/2017/ap-4753.pdf
2017-05-26
33-10367
Order Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, and Sections 9(b) and 9(f) of the Investment Company Act of 1940
/litigation/admin/2017/33-10367.pdf
2017-08-21
34-81445
Order Appointing Tax Administrator
/litigation/admin/2017/34-81445.pdf
2021-04-15
34-91570
Order Appointing Fund Administrator and Setting Bond Amount
/litigation/admin/2021/34-91570.pdf
2021-04-30
34-91738
Extension Order
/litigation/admin/2021/34-91738.pdf
2021-10-14
34-93317
Second Extension Order
/litigation/admin/2021/34-93317.pdf
2021-12-29
34-93872
Notice of Proposed Plan of Distribution and Opportunity for Comment
/litigation/admin/2021/34-93872.pdf
2022-02-25
34-94312
Order Extending Time to Enter an Order Approving or Disapproving Plan of Distribution
/litigation/admin/2022/34-94312.pdf
2022-05-05
34-94857
Order Approving Plan of Distribution
/litigation/admin/2022/34-94857.pdf