2021-03-16
3-17595
Och-Ziff Capital Management Group LLC
Oz Management LP
Och, Daniel S.
Frank, Joel M.
/litigation/apdocuments/ap-3-17595.xml
2016-09-29
34-78989
IA-4540
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, and Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, Making Findings, Imposing Remedial Sanctions and a Cease-and-Desist Order, and Notice of Hearing
/litigation/admin/2016/34-78989.pdf
2016-10-04
AP-4219
Order Designating Presiding Judge
/alj/aljorders/2016/ap-4219.pdf
2016-10-11
AP-4243
Order
/alj/aljorders/2016/ap-4243.pdf
2017-12-08
AP-5346
Notice to the Parties and Order Following the Commission's Ratification of Administrative Law Judge Appointments
/alj/aljorders/2017/ap-5346.pdf
2018-02-14
AP-5600
Order Ratifying Prior Actions
/alj/aljorders/2018/ap-5600.pdf
2018-06-26
AP-5861
Notice of Stay
/alj/aljorders/2018/ap-5861.pdf
2018-07-24
AP-5942
Notice of Extension of Stay
/alj/aljorders/2018/ap-5942.pdf
2018-08-23
AP-5954
Notice from the Chief Administrative Law Judge
/alj/aljorders/2018/ap-5954.pdf
2018-09-12
AP-5955
Chief Administrative Law Judge’s Order Assigning Proceedings Post Lucia v. SEC
/alj/aljorders/2018/ap-5955.pdf
2018-09-24
AP-6071
Order Following Reassignment
/alj/aljorders/2018/ap-6071.pdf
2018-10-12
AP-6179
Order Scheduling Prehearing Conference
/alj/aljorders/2018/ap-6179.pdf
2018-10-18
AP-6213
Order Canceling Prehearing Conference and Directing Parties to File a Supplemental Joint Report
/alj/aljorders/2018/ap-6213.pdf
2018-11-06
AP-6297
Order Denying Joint Proposal to Set a Schedule
/alj/aljorders/2018/ap-6297.pdf
2019-03-18
AP-6502
Order Redesignating Presiding Judge
/alj/aljorders/2019/ap-6502.pdf
2019-09-27
AP-6686
Order Redesignating Presiding Judge
/alj/aljorders/2019/ap-6686.pdf
2019-10-02
AP-6693
Order for Status Report
/alj/aljorders/2019/ap-6693.pdf
2020-12-10
AP-6803
Order Scheduling Prehearing Conference
/alj/aljorders/2020/ap-6803.pdf
2020-12-18
AP-6804
Order Following Prehearing Conference
/alj/aljorders/2020/ap-6804.pdf
2021-01-08
AP-6807
Stay Order
/alj/aljorders/2021/ap-6807.pdf
2021-03-16
34-91337
Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 21C of the Securities Exchange Act of 1934
/litigation/admin/2021/34-91337.pdf