2017-01-27
3-17577
Seibert, Robert
/litigation/apdocuments/ap-3-17577.xml
2016-09-26
34-78936
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
/litigation/admin/2016/34-78936.pdf
2016-09-27
AP-4202
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2016/ap-4202.pdf
2016-10-21
AP-4294
Postponement Order
/alj/aljorders/2016/ap-4294.pdf
2016-11-18
AP-4375
Order to Show Cause
/alj/aljorders/2016/ap-4375.pdf
2016-12-12
ID-1087
Initial Decision Making Findings and Imposing Sanction by Default
/alj/aljdec/2016/id1087cff.pdf
2017-01-27
34-79890
Notice That Initial Decision Has Become Final
/alj/aljdec/2017/34-79890.pdf