2020-10-29
3-17548
Microcap Management LLC
Bayside Realty Holdings LLC
Meadpoint Venture Partners, LLC
/litigation/apdocuments/ap-3-17548.xml
2016-09-16
33-10213
34-78866
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order and Notice of Hearing
/litigation/admin/2016/33-10213.pdf
2016-09-19
AP-4173
Order Designating Presiding Judge
/alj/aljorders/2016/ap-4173.pdf
2017-12-21
AP-5417
Order
/alj/aljorders/2017/ap-5417.pdf
2018-01-11
AP-5450
Order
/alj/aljorders/2018/ap-5450.pdf
2018-06-27
AP-5865
Notice
/alj/aljorders/2018/ap-5865.pdf
2018-07-24
AP-5923
Notice
/alj/aljorders/2018/ap-5923.pdf
2018-08-23
AP-5954
Notice from the Chief Administrative Law Judge
/alj/aljorders/2018/ap-5954.pdf
2018-09-12
AP-5955
Chief Administrative Law Judge’s Order Assigning Proceedings Post Lucia v. SEC
/alj/aljorders/2018/ap-5955.pdf
2018-09-13
AP-5957
Order Following Reassignment
/alj/aljorders/2018/ap-5957.pdf
2018-09-28
AP-6116
Order On Motion to Withdraw
/alj/aljorders/2018/ap-6116.pdf
2018-10-04
AP-6140
Order On Procedures
/alj/aljorders/2018/ap-6140.pdf
2019-04-04
Division's Update on Status of United States v. Sears, No. 16-cr-301 (D. Colo.)
/litigation/apdocuments/3-17545-event-19.pdf
2020-03-27
AP-6747
Order Denying Motion to Postpone
/alj/aljorders/2020/ap-6747.pdf
2020-04-14
AP-6751
Order Regarding Service and Scheduling Prehearing Conference
/alj/aljorders/2020/ap-6751.pdf
2020-05-01
AP-6757
Order Regarding Service and Following Prehearing Conference
/alj/aljorders/2020/ap-6757.pdf
2020-05-06
AP-6759
Protective Order
/alj/aljorders/2020/ap-6759.pdf
2020-05-19
Division’s Motion to Dismiss Further Proceedings
/litigation/apdocuments/3-17548-event-2020-05-19-bayside-meadpoint-motion-to-dismiss-further-proceedings.pdf
2020-10-29
33-10882
34-90282
Order Dismissing Additional Proceedings
/litigation/opinions/2020/33-10882.pdf