2020-08-05
3-17546
Dittman, Scott M., CPA
/litigation/apdocuments/ap-3-17546.xml
2016-09-16
33-10211
34-78864
AAER-3801
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933, Sections 4C, 15(b) and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order and Notice of Hearing
/litigation/admin/2016/33-10211.pdf
2016-09-19
AP-4171
Order Designating Presiding Judge
/alj/aljorders/2016/ap-4171.pdf
2017-12-21
AP-5420
Order
/alj/aljorders/2017/ap-5420.pdf
2018-01-11
AP-5453
Order
/alj/aljorders/2018/ap-5453.pdf
2018-06-27
AP-5863
Notice
/alj/aljorders/2018/ap-5863.pdf
2018-08-23
AP-5954
Notice from the Chief Administrative Law Judge
/alj/aljorders/2018/ap-5954.pdf
2018-09-12
AP-5955
Chief Administrative Law Judge’s Order Assigning Proceedings Post Lucia v. SEC
/alj/aljorders/2018/ap-5955.pdf
2018-09-13
AP-5957
Order Following Reassignment
/alj/aljorders/2018/ap-5957.pdf
2018-10-04
AP-6140
Order On Procedures
/alj/aljorders/2018/ap-6140.pdf
2019-04-04
Division's Update on Status of United States v. Sears, No. 16-cr-301 (D. Colo.)
/litigation/apdocuments/3-17545-event-19.pdf
2020-03-27
AP-6747
Order Denying Motion to Postpone
/alj/aljorders/2020/ap-6747.pdf
2020-04-14
AP-6751
Order Regarding Service and Scheduling Prehearing Conference
/alj/aljorders/2020/ap-6751.pdf
2020-05-01
AP-6757
Order Regarding Service and Following Prehearing Conference
/alj/aljorders/2020/ap-6757.pdf
2020-05-06
AP-6759
Protective Order
/alj/aljorders/2020/ap-6759.pdf
2020-06-05
AP-6764
Order Following Prehearing Conference
/alj/aljorders/2020/ap-6764.pdf
2020-07-08
AP-6773
Order Rescheduling Prehearing Conference
/alj/aljorders/2020/ap-6773.pdf
2020-07-17
AP-6778
Stay Order
/alj/aljorders/2020/ap-6778.pdf
2020-08-05
33-10816
AAER-4157
Order Imposing Additional Sanctions
/litigation/admin/2020/33-10816.pdf