2017-02-03
3-17527
Hahn, Karl E.
/litigation/apdocuments/ap-3-17527.xml
2016-09-07
AP-4128
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2016/ap-4128.pdf
2016-09-20
AP-4183
Order Postponing Hearing and Scheduling Prehearing Conference
/alj/aljorders/2016/ap-4183.pdf
2016-09-21
34-78895
IA-4533
Corrected Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
/litigation/admin/2016/34-78895.pdf
2016-09-30
AP-4214
Extension Order
/alj/aljorders/2016/ap-4214.pdf
2016-10-14
AP-4256
Order Following Prehearing Conference
/alj/aljorders/2016/ap-4256.pdf
2016-10-28
AP-4309
Order to Show Cause and Scheduling Briefing
/alj/aljorders/2016/ap-4309.pdf
2016-12-22
AP-4477
Order Staying Proceeding
/alj/aljorders/2016/ap-4477.pdf
2016-11-30
Division's Motion and Memorandum of Law Supporting Entry of Default and Sanctions Against Respondent Karl E. Hahn
/litigation/apdocuments/3-17527-event-13.pdf
2016-11-30
Declaration of Gretchen Lundgren in Support of Division's Motion and Memorandum of Law Supporting Entry of Default and Sanctions Against Respondent Karl E. Hahn
/litigation/apdocuments/3-17527-event-14.pdf
2017-01-26
AP-4553
Order Extending Stay
/alj/aljorders/2017/ap-4553.pdf
2017-02-03
34-79969
IA-4639
Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940
/litigation/admin/2017/34-79969.pdf