2017-02-17
3-17507
Pittera, Joseph L., Esq.
/litigation/apdocuments/ap-3-17507.xml
2016-08-26
34-78699
Order Instituting Public Administrative Proceedings and Imposing Temporary Suspension Pursuant to Rules 102(e)(3) of the Commission's Rules of Practice
/litigation/admin/2016/34-78699.pdf
2016-09-26
Respondent's Petition for Lift of Temporary Suspension Pursuant to SEC Rule of Practice 102(e)(3)(ii)
/litigation/apdocuments/3-17507-event-2.pdf
2016-10-26
34-79168
Order Denying Motion to Lift Temporary Suspension and Directing Hearing
/litigation/admin/2016/34-79168.pdf
2016-10-28
AP-4305
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2016/ap-4305.pdf
2016-11-08
AP-4331
Order Directing Parties to Hold a Prehearing Conference
/alj/aljorders/2016/ap-4331.pdf
2016-11-17
AP-4367
Order Postponing Hearing
/alj/aljorders/2016/ap-4367.pdf
2016-11-22
AP-4385
Order On Parties' Joint Prehearing Statement and Proposed Schedule
/alj/aljorders/2016/ap-4385.pdf
2016-10-11
Second copy of Respondent's Petition for Lift of Temporary Suspension Pursuant to SEC Rule of Practice 102(e)(3)(ii)
/litigation/apdocuments/3-17507-event-3.pdf
2016-10-19
OGC's Opposition to Respondent's Petition for Lift of Temporary Suspension Pursuant to SEC Rule 102(e)(3)(ii)
/litigation/apdocuments/3-17507-event-4.pdf
2016-12-09
AP-4427
Stay Order
/alj/aljorders/2016/ap-4427.pdf
2016-12-09
Joint Motion to Stay Proceedings With Supporting Points and Authorities.
/litigation/apdocuments/3-17507-event-18.pdf
2017-02-17
34-80063
Order Making Findings and Imposing Remedial Sanction Pursuant to Rule 102(e) of the Commission's Rules of Practice
/litigation/admin/2017/34-80063.pdf