2018-08-29
3-17398
Delaney Equity Group LLC
Delaney, David C.
Kass, Ian C.
/litigation/apdocuments/ap-3-17398.xml
2016-08-16
33-10122
34-78594
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934
/litigation/admin/2016/33-10122.pdf
2016-08-17
AP-4069
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2016/ap-4069.pdf
2016-08-29
AP-4099
Order Postponing Hearing and Directing the Parties to Hold an Initial Prehearing Conference
/alj/aljorders/2016/ap-4099.pdf
2016-09-02
AP-4123
Order Granting Extension of Time to File Answers
/alj/aljorders/2016/ap-4123.pdf
2016-09-13
AP-4150
Order
/alj/aljorders/2016/ap-4150.pdf
2016-09-22
AP-4187
Scheduling Order
/alj/aljorders/2016/ap-4187.pdf
2016-09-26
AP-4199
Order Granting Second Extension of Time to File Answer
/alj/aljorders/2016/ap-4199.pdf
2016-10-17
AP-4266
Order Granting Third Extension of Time to File Answer
/alj/aljorders/2016/ap-4266.pdf
2016-09-26
Respondents Delaney Equity Group LLC and David Delaney's Answer and Affirmative Defenses
/litigation/apdocuments/3-17398-event-21.pdf
2016-10-21
AP-4290
Order On Subpoena
/alj/aljorders/2016/ap-4290.pdf
2016-10-25
AP-4299
Stay Order
/alj/aljorders/2016/ap-4299.pdf
2016-10-24
United States Attorney's Application to Intervene Unopposed Motion to Stay This Proceeding, and Incorporated Memorandum of Law in Support
/litigation/apdocuments/3-17398-event-30.pdf
2016-10-04
Respondents Delaney Equity Group LLC and David C. Delaney's Motion for Issuance of Subpoena Duces Tecum without Deposition to the SEC
/litigation/apdocuments/3-17398-event-24.pdf
2016-10-07
Division of Corporation Finance and Division's Opposition to Respondents' Motion for Issuance of Subpoena Duces Tecum to the SEC
/litigation/apdocuments/3-17398-event-25.pdf
2016-10-14
Respondents Delaney Equity Group LLC and David C. Delaney's Reply in Support of Motion for Issuance of Subpoena Duces Tecum without Deposition to the SEC
/litigation/apdocuments/3-17398-event-26.pdf
2016-10-25
Respondents Delaney Equity Group LLC and David C. Delaney's Limited Response
To U.S. Attorney's Application To Intervene and Unopposed Motion To Stay Proceeding
/litigation/apdocuments/3-17398-event-31.pdf
2017-04-25
AP-4765
Order On Continued Stay
/alj/aljorders/2017/ap-4765.pdf
2017-10-25
AP-5203
Order Continuing Stay
/alj/aljorders/2017/ap-5203.pdf
2017-12-06
AP-5278
Notice to the Parties and Order Ratifying Stay
/alj/aljorders/2017/ap-5278.pdf
2018-04-26
AP-5700
Stay Order
/alj/aljorders/2018/ap-5700.pdf
2018-06-14
AP-5797
Stay Extension Order
/alj/aljorders/2018/ap-5797.pdf
2018-06-25
AP-5846
Notice of Stay
/alj/aljorders/2018/ap-5846.pdf
2018-07-24
AP-5934
Notice of Extension of Stay
/alj/aljorders/2018/ap-5934.pdf
2018-08-23
AP-5954
Notice from the Chief Administrative Law Judge
/alj/aljorders/2018/ap-5954.pdf
2018-08-29
33-10540
34-83986
Order Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Against Delaney Equity Group LLC and David C. Delaney Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934
/litigation/admin/2018/33-10540.pdf
2018-08-29
33-10541
34-83987
Order Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Against Ian C. Kass Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934
/litigation/admin/2018/33-10541.pdf