2017-06-16
3-17393
Peterson, Curtis A.
/litigation/apdocuments/ap-3-17393.xml
2016-08-23
34-78639
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, and Notice of Hearing
/litigation/admin/2016/34-78639.pdf
2016-09-01
AP-4114
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2016/ap-4114.pdf
2016-09-20
AP-4181
Order Postponing Hearing and Directing the Parties to Hold an Initial Prehearing Conference
/alj/aljorders/2016/ap-4181.pdf
2016-10-06
AP-4231
Scheduling Order
/alj/aljorders/2016/ap-4231.pdf
2016-10-21
Division of Enforcement's Motion for Summary Disposition Against Respondent, Curtis A Peterson
/litigation/apdocuments/3-17393-event-11.pdf
2016-11-17
AP-4368
Protective Order
/alj/aljorders/2016/ap-4368.pdf
2016-11-21
Respondent, Curtis A. Peterson's Response in Opposition to the Division's Motion for Summary Disposition against Respondent, Curtis A. Peterson
/litigation/apdocuments/3-17393-event-14.pdf
2016-11-21
Affidavit of Respondent
/litigation/apdocuments/3-17393-event-15.pdf
2016-12-16
AP-4457
Order Scheduling Oral Argument
/alj/aljorders/2016/ap-4457.pdf
2016-12-07
Division's Reply to Respondent Curtis A Peterson's Opposition to the Division's Motion for Summary Disposition
/litigation/apdocuments/3-17393-event-16.pdf
2016-12-29
AP-4493
Order Following Oral Argument
/alj/aljorders/2016/ap-4493.pdf
2017-01-17
AP-4529
Order
/alj/aljorders/2017/ap-4529.pdf
2017-01-12
Respondent's Post Hearing Supplemental Brief
/litigation/apdocuments/3-17393-event-22.pdf
2017-01-26
Division's Response to Respondent's Post Hearing Supplemental Brief
/litigation/apdocuments/3-17393-event-24.pdf
2017-04-19
ID-1124
Initial Decision
/alj/aljdec/2017/id1124jsp.pdf
2017-06-15
34-80950
Notice That Initial Decision Has Become Final
/alj/aljdec/2017/34-80950.pdf