2023-03-30
3-17352
Saving2Retire, LLC
Young, Marian P.
/litigation/apdocuments/ap-3-17352.xml
2023-03-29
/litigation/apdocuments/3-17352-docket-2023-03-29.pdf
2016-07-19
IA-4457
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940
/litigation/admin/2016/ia-4457.pdf
2016-07-22
AP-4012
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2016/ap-4012.pdf
2016-07-28
AP-4028
Order Postponing Hearing and Scheduling Prehearing Conference
/alj/aljorders/2016/ap-4028.pdf
2016-08-15
AP-4064
Order Postponing Prehearing Conference
/alj/aljorders/2016/ap-4064.pdf
2016-08-17
AP-4074
Order Scheduling Prehearing Conference
/alj/aljorders/2016/ap-4074.pdf
2016-08-24
AP-4092
Order
/alj/aljorders/2016/ap-4092.pdf
2016-08-26
AP-4098
Scheduling Order
/alj/aljorders/2016/ap-4098.pdf
2016-09-26
Respondent Marian P. Young's Answer to the Commission's Order Instituting Proceedings
/litigation/apdocuments/3-17352-event-16.pdf
2016-09-26
Respondent Saving2Retire, LLC's Answer to the Commission's Order Instituting Proceedings
/litigation/apdocuments/3-17352-event-17.pdf
2016-10-13
AP-4252
Order On Subpoena Request
/alj/aljorders/2016/ap-4252.pdf
2016-10-14
AP-4257
Order Denying Marian P. Young's Request to Quash Subpoena
/alj/aljorders/2016/ap-4257.pdf
2016-10-20
AP-4289
Order Rescheduling Hearing
/alj/aljorders/2016/ap-4289.pdf
2016-12-09
Division's Motion for Leave to File Motion for Summary Disposition and Brief in
Support
/litigation/apdocuments/3-17352-event-27_redacted.pdf
2016-12-30
Division's Response in Opposition to Respsondent's Motion for Summary Disposition and Brief in Support
/litigation/apdocuments/3-17352-event-29.pdf
2017-01-13
AP-4523
Notice of Hearing Location
/alj/aljorders/2017/ap-4523.pdf
2017-01-30
AP-4565
Order On Motions for Summary Disposition
/alj/aljorders/2017/ap-4565.pdf
2017-01-30
Division's Prehearing Brief
/litigation/apdocuments/3-17352-event-35.pdf
2017-02-16
AP-4608
Order Scheduling Prehearing Conference
/alj/aljorders/2017/ap-4608.pdf
2017-03-01
AP-4644
Order Rescheduling Prehearing Conference
/alj/aljorders/2017/ap-4644.pdf
2017-03-03
AP-4648
Order Following Prehearing Conference and Rescheduling Hearing
/alj/aljorders/2017/ap-4648.pdf
2017-04-04
AP-4732
Notice of Hearing Location
/alj/aljorders/2017/ap-4732.pdf
2017-05-03
AP-4784
Order Scheduling Prehearing Conference
/alj/aljorders/2017/ap-4784.pdf
2017-05-17
AP-4806
Post-Hearing Order
/alj/aljorders/2017/ap-4806.pdf
2017-06-15
AP-4871
Order Denying Deposition Corrections
/alj/aljorders/2017/ap-4871.pdf
2017-06-22
AP-4886
Order Granting Extension
/alj/aljorders/2017/ap-4886.pdf
2017-07-03
Division's Post-Hearing Brief
/litigation/apdocuments/3-17352-event-54.pdf
2017-07-03
Division's Proposed Findings of Fact and Conclusions of Law
/litigation/apdocuments/3-17352-event-55.pdf
2017-07-10
Respondent's Initial Brief and Supplemental Answer
/litigation/apdocuments/3-17352-event-56.pdf
2017-07-17
Division's Response In Opposition To Respondents' Post-Hearing Brief
/litigation/apdocuments/3-17352-event-57_redacted.pdf
2017-09-05
AP-5017
Order Regarding Personally Identifiable Information
/alj/aljorders/2017/ap-5017.pdf
2017-09-20
AP-5068
Sealing Order
/alj/aljorders/2017/ap-5068.pdf
2017-10-19
ID-1195
Initial Decision
/alj/aljdec/2017/id1195jeg.pdf
2017-11-09
Petition for Review and Motion for Stay
/litigation/apdocuments/3-17352-event-68_redacted.pdf
2017-12-05
AP-5257
Notice to the Parties and Order Following Remand
/alj/aljorders/2017/ap-5257.pdf
2018-01-05
Division's Letter Regarding Ratification of all Prior Actions, with Proposed Order
/litigation/apdocuments/3-17352-event-72.pdf
2018-01-25
AP-5530
Order Ratifying Prior Actions
/alj/aljorders/2018/ap-5530.pdf
2018-04-17
IA-4887
Order Granting Petition for Review and Scheduling Briefs
/litigation/opinions/2018/ia-4887.pdf
2018-06-20
Division's Response in Opposition to Respondent's Brief in Support of Their Petition
for Review
/litigation/apdocuments/3-17352-event-75.pdf
2018-08-23
AP-5954
Notice from the Chief Administrative Law Judge
/alj/aljorders/2018/ap-5954.pdf
2018-09-12
AP-5955
Chief Administrative Law Judge’s Order Assigning Proceedings Post Lucia v. SEC
/alj/aljorders/2018/ap-5955.pdf
2018-09-20
AP-6046
Order Following Reassignment
/alj/aljorders/2018/ap-6046.pdf
2018-10-17
AP-6204
Order Scheduling Prehearing Conference
/alj/aljorders/2018/ap-6204.pdf
2018-10-26
AP-6263
Notice of Change of Prehearing Conference Date
/alj/aljorders/2018/ap-6263.pdf
2018-11-07
AP-6309
Order Following Prehearing Conference
/alj/aljorders/2018/ap-6309.pdf
2018-11-15
AP-6327
Order Following Respondent's Inquiry
/alj/aljorders/2018/ap-6327.pdf
2018-11-19
AP-6341
Order for New Procedural Schedule
/alj/aljorders/2018/ap-6341.pdf
2018-12-13
AP-6400
Order Regarding Subpoena to Produce Documents
/alj/aljorders/2018/ap-6400.pdf
2019-01-31
AP-6425
Order Scheduling Prehearing Conference
/alj/aljorders/2019/ap-6425.pdf
2019-02-08
AP-6446
Order Rescheduling Prehearing Conference
/alj/aljorders/2019/ap-6446.pdf
2019-03-04
AP-6479
Order Following Prehearing Conference
/alj/aljorders/2019/ap-6479.pdf
2019-03-07
AP-6488
Order Requiring in Camera Submission
/alj/aljorders/2019/ap-6488.pdf
2019-03-22
AP-6515
Order Modifying Procedural Schedule
/alj/aljorders/2019/ap-6515.pdf
2019-03-26
AP-6518
Order Following in Camera Submission
/alj/aljorders/2019/ap-6518.pdf
2019-04-12
AP-6539
Order Addressing Respondents' Query
/alj/aljorders/2019/ap-6539.pdf
2019-04-17
Division's Post-Hearing Brief and Division's Proposed Findings of Fact and Conclusion
of Law
/litigation/apdocuments/3-17352-event-107.pdf
2019-05-02
AP-6560
Order Granting Respondents' Extension Request in Part
/alj/aljorders/2019/ap-6560.pdf
2019-05-31
AP-6591
Order Concerning Potential Inability to Pay
/alj/aljorders/2019/ap-6591.pdf
2019-06-07
AP-6598
Order Concerning the Registration Status of Saving2retire, LLC
/alj/aljorders/2019/ap-6598.pdf
2019-05-31
Division's Reply in Support of its Post Hearing Brief
/litigation/apdocuments/3-17352-event-111.pdf
2019-08-23
AP-6659
Order On Respondents' Proposed Record Index Corrections
/alj/aljorders/2019/ap-6659.pdf
2019-08-26
ID-1384
Initial Decision
/alj/aljdec/2019/id1384bpm.pdf
2019-10-10
IA-5402
Order Granting Petition for Review and Scheduling Briefs
/litigation/opinions/2019/ia-5402.pdf
2019-09-20
Petition for Review of Initial Decision
/litigation/apdocuments/3-17352-event-123_redacted.pdf
2019-10-15
Division's Brief in Opposition to the Application for Review of Initial Decision
/litigation/apdocuments/3-17352-event-125.pdf
2019-11-12
Respondents Saving2Retire, LLC and Marian P. Young's Support Petition for Review of Initial Decision
/litigation/apdocuments/3-17352-event-125b_redacted.pdf
2019-12-16
Division's Response in Opposition to Respondents' Brief in Support of their Petition for Review
/litigation/apdocuments/3-17352-event-126.pdf
2020-10-16
IA-5615
Order Extending Time to Issue Decision
/litigation/opinions/2020/ia-5615.pdf
2021-01-14
IA-5668
Order Extending Time to Issue Decision
/litigation/opinions/2021/ia-5668.pdf
2021-04-14
IA-5718
Order Extending Time to Issue Decision
/litigation/opinions/2021/ia-5718.pdf
2021-07-09
IA-5769
Order Extending Time to Issue Decision
/litigation/opinions/2021/ia-5769.pdf
2021-10-12
IA-5887
Order Extending Time to Issue Decision
/litigation/opinions/2021/ia-5887.pdf
2022-01-10
IA-5942
Order Extending Time to Issue Decision
/litigation/opinions/2022/ia-5942.pdf
2022-04-11
IA-5996
Order Extending Time to Issue Decision
/litigation/opinions/2022/ia-5996.pdf
2022-07-11
IA-6067
Order Extending Time to Issue Decision
/litigation/opinions/2022/ia-6067.pdf
2022-10-11
IA-6166
Order Extending Time to Issue Decision
/litigation/opinions/2022/ia-6166.pdf
2023-01-09
IA-6214
Order Extending Time to Issue Decision
/litigation/opinions/2023/ia-6214.pdf
2022-12-21
Respondent Response in Opposition to the Division Motion to Stay Proceedings
/litigation/apdocuments/3-17352-2022-12-21-respondent-response.pdf
2023-04-10
IA-6277
Order Extending Time to Issue Decision
/litigation/opinions/2023/ia-6277.pdf
2022-12-09
Division of Enforcement’s Motion to Stay
/litigation/apdocuments/3-17352-2022-12-09-division-motion-to-stay-proceeding.pdf
2023-06-02
33-11198
34-97640
IA-6323
IC-34933
AAER-4413
Order Dismissing Proceedings
/litigation/opinions/2023/33-11198.pdf