2017-01-11
3-17265
Markusen, Steven R.
Cope, Jay C.
/litigation/apdocuments/ap-3-17265.xml
2016-05-31
IA-4406
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
/litigation/admin/2016/ia-4406.pdf
2016-06-02
AP-3889
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2016/ap-3889.pdf
2016-06-16
AP-3923
Order Postponing Hearing and Scheduling Prehearing Conference
/alj/aljorders/2016/ap-3923.pdf
2016-06-27
AP-3948
Order Following Prehearing Conference
/alj/aljorders/2016/ap-3948.pdf
2016-07-13
AP-3984
Order to Show Cause
/alj/aljorders/2016/ap-3984.pdf
2016-11-09
ID-1079
Initial Decision of Default
/alj/aljdec/2016/id1079jeg.pdf
2017-01-11
IA-4606
Notice That Initial Decision Has Become Final
/alj/aljdec/2017/ia-4606.pdf