2016-12-15
3-17217
TPG Advisors LLC d/b/a The Phillips Group Advisors
Phillips, Larry M.
/litigation/apdocuments/ap-3-17217.xml
2016-04-19
34-77649
IA-4372
IC-32076
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940
/litigation/admin/2016/34-77649.pdf
2016-04-21
AP-3793
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2016/ap-3793.pdf
2016-05-04
AP-3823
Order Postponing Hearing and Directing Parties to Hold Prehearing Conference
/alj/aljorders/2016/ap-3823.pdf
2016-05-26
Joint Answer of TPG Advisors LLC d/b/a The Phillips Group Advisors, and Larry M. Phillips
/litigation/apdocuments/3-17217-event-6.pdf
2016-06-08
AP-3906
Scheduling Order
/alj/aljorders/2016/ap-3906.pdf
2016-09-08
AP-4136
Order Modifying Scheduling Order
/alj/aljorders/2016/ap-4136.pdf
2016-09-26
AP-4200
Second Order Modifying Scheduling Order
/alj/aljorders/2016/ap-4200.pdf
2016-09-30
AP-4213
Stay Order
/alj/aljorders/2016/ap-4213.pdf
2016-11-14
AP-4348
Stay Extension Order
/alj/aljorders/2016/ap-4348.pdf
2016-12-15
34-79568
IA-4588
IC-32394
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940
/litigation/admin/2016/34-79568.pdf