Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing

2017-12-01 3-17210 White, Paul Leon II /litigation/apdocuments/ap-3-17210.xml 2016-04-15 34-77630 IA-4369 Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing /litigation/admin/2016/34-77630.pdf 2016-04-18 AP-3786 Order Scheduling Hearing and Designating Presiding Judge /alj/aljorders/2016/ap-3786.pdf 2016-04-26 AP-3808 Order Postponing Hearing /alj/aljorders/2016/ap-3808.pdf 2016-05-05 AP-3827 Order Scheduling Prehearing Conference /alj/aljorders/2016/ap-3827.pdf 2016-05-13 AP-3841 Order Following Prehearing Conference and Setting Procedural Schedule /alj/aljorders/2016/ap-3841.pdf 2016-05-26 AP-3872 Order On Respondent's Motions /alj/aljorders/2016/ap-3872.pdf 2016-06-06 AP-3894 Order Denying Issuance of Subpoenas Without Prejudice /alj/aljorders/2016/ap-3894.pdf 2016-06-08 AP-3902 Order to Show Cause /alj/aljorders/2016/ap-3902.pdf 2016-05-23 Division's Memorandum of Law in Opposition to Respondent's Motions: Requiring the Division to Serve Papers via USPS; to be Represented by a Non-Attorney in this Matter; to Proceed in Forma Pauperis; and for a More Definite Statement. /litigation/apdocuments/3-17210-event-16.pdf 2016-06-09 Division's Motion for Summary Disposition against Respondent and Supporting Memorandum of Law /litigation/apdocuments/3-17210-event-33.pdf 2016-06-10 Division's Memorandum of Law in Opposition to Resp's five (5) Motions dated 5/24/16 /litigation/apdocuments/3-17210-event-35.pdf 2016-07-07 AP-3967 Order Finding Respondent in Default /alj/aljorders/2016/ap-3967.pdf 2016-06-20 Letter dated 6/9/16 from Respondent to Counsel re Response to Letter dated 6/8/16, with Attached Respondent's Motion for Extension of Time /litigation/apdocuments/3-17210-event-37.pdf 2016-06-20 Letter from Respondent to ALJ Grimes /litigation/apdocuments/3-17210-event-38.pdf 2016-06-20 Respondent's Motion to Extend Time /litigation/apdocuments/3-17210-event-39.pdf 2016-07-05 Respondent's Response to ALJ's Order to Show Cause /litigation/apdocuments/3-17210-event-47.pdf 2016-07-27 AP-4025 Order Granting Extension /alj/aljorders/2016/ap-4025.pdf 2016-07-20 Letter of 7 /19/16 to ALJ from Divison re because Respondent is in default, the Court should deny any additional motions from Respondent until, and unless Respondent is able to show "good cause" why his default should be set aside. Request ALJ to deny latest Motions. /litigation/apdocuments/3-17210-event-52.pdf 2016-09-20 Division's Memorandum of Law in Opposition to Respondent's Motion for the Disqualification and Withdrawal of the Hearing Officer, and for Transfer of Proceedings and to Respondent's Letter Submission /litigation/apdocuments/3-17210-event-64.pdf 2016-10-27 ID-1072 Initial Decision of Default /alj/aljdec/2016/id1072jeg.pdf 2016-10-24 Respondent's Partial Answer /litigation/apdocuments/3-17210-event-67.pdf 2016-05-13 Division's Memorandum of Law in Opposition to Respondent's Motion to Waive Requirements and to Dismiss Respondent's Order Instituting Proceedings /litigation/apdocuments/3-17210-event-11.pdf 2016-05-24 Respondent's Motion for More Definite Statement /litigation/apdocuments/3-17210-event-18.pdf 2016-12-02 AP-4413 Order Denying Motion to Correct /alj/aljorders/2016/ap-4413.pdf 2016-12-06 34-79482 IA-4583 Order Granting Motion to Extend Time /litigation/opinions/2016/34-79482.pdf 2017-02-21 Respondent Paul Leon White ll's Petition for Review of Initial Decision /litigation/apdocuments/3-17210-event-78.pdf 2017-03-15 34-80250 IA-4667 Order Granting Petition for Review and Scheduling Briefs /litigation/opinions/2017/34-80250.pdf 2017-04-14 34-80463 IA-4687 Order Granting Motion to Extend Time to File Briefs /litigation/admin/2017/34-80463.pdf 2017-05-22 34-80743 IA-4709 Extension Order /litigation/opinions/2017/34-80743.pdf 2017-06-06 Respondent's Motion For Reconsideration and Motion to Extend Time To Re-File Respondent's Brief Pursuant to Rule 161 /litigation/apdocuments/3-17210-event-88.pdf 2017-06-14 34-80931 IA-4714 Order Granting Motion to Extend Time to Re-File Brief; Denying Reconsideration Request; and Denying Motion for Leave to Make Future Extension Motion /litigation/opinions/2017/34-80931.pdf 2017-06-16 Respondent's Reply to the Division's Respondent's Motion For Reconsideration and to Extend Time to Refile Brief /litigation/apdocuments/3-17210-event-91.pdf 2017-09-29 34-81780 IA-4783 Order Dismissing Review Proceeding and Notice of Finality /alj/aljdec/2017/34-81780.pdf 2017-12-01 34-82199 IA-4817 Corrected Order Dismissing Review Proceeding and Notice of Finality /alj/aljdec/2017/34-82199.pdf