2018-02-26
3-17157
Zoernack, Steven
EquityStar Capital Management, LLC
/litigation/apdocuments/ap-3-17157.xml
2016-03-08
33-10051
34-77318
IA-4349
IC-32024
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing
/litigation/admin/2016/33-10051.pdf
2016-03-09
AP-3687
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2016/ap-3687.pdf
2016-04-01
AP-3756
Order Postponing Hearing, Granting Extension, and Directing for a Declaration of Service
/alj/aljorders/2016/ap-3756.pdf
2016-05-16
AP-3844
Order to Show Cause
/alj/aljorders/2016/ap-3844.pdf
2016-05-26
AP-3875
Order Denying Motion to Stay and Directing Respondents to Answer
/alj/aljorders/2016/ap-3875.pdf
2016-06-08
AP-3904
Order
/alj/aljorders/2016/ap-3904.pdf
2016-06-15
AP-3918
Order Rescheduling Prehearing Conference
/alj/aljorders/2016/ap-3918.pdf
2016-06-24
AP-3943
Protective Order
/alj/aljorders/2016/ap-3943.pdf
2016-06-24
AP-3944
Scheduling Order
/alj/aljorders/2016/ap-3944.pdf
2016-06-10
Respondents' Answer
/litigation/apdocuments/3-17157-event-15.pdf
2016-08-23
AP-4085
Stay Order
/alj/aljorders/2016/ap-4085.pdf
2016-12-16
AP-4459
Order On Continued Stay
/alj/aljorders/2016/ap-4459.pdf
2016-12-16
United States Attorney's Status Report Regarding Stay of Administrative Proceeding
/litigation/apdocuments/3-17157-event-28.pdf
2017-03-15
AP-4685
Order On Continued Stay
/alj/aljorders/2017/ap-4685.pdf
2017-06-13
AP-4867
Order On Continued Stay
/alj/aljorders/2017/ap-4867.pdf
2017-10-19
AP-5189
Order Lifting Stay and Directing the Parties to Hold a Prehearing Conference
/alj/aljorders/2017/ap-5189.pdf
2017-11-08
AP-5224
Amended Scheduling Order
/alj/aljorders/2017/ap-5224.pdf
2017-11-14
AP-5228
Stay Order
/alj/aljorders/2017/ap-5228.pdf
2017-12-07
AP-5323
Notice to the Parties and Order Ratifying Stay
/alj/aljorders/2017/ap-5323.pdf
2017-12-12
AP-5369
Order Extending Stay
/alj/aljorders/2017/ap-5369.pdf
2018-02-26
33-10461
34-82773
IA-4859
IC-33034
Order Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940
/litigation/admin/2018/33-10461.pdf