2016-08-24
3-17128
Parris, Christopher A.
/litigation/apdocuments/ap-3-17128.xml
2016-02-23
Application for Review
/litigation/apdocuments/3-17128-event-1.pdf
2016-03-01
FINRA's Brief in Opposition to Motion to Stay
/litigation/apdocuments/3-17128-event-5.pdf
2016-04-01
34-77500
Order Denying Stay and Scheduling Briefs
/litigation/opinions/2016/34-77500.pdf
2016-04-04
34-77510
Corrected Order Denying Stay and Scheduling Briefs
/litigation/opinions/2016/34-77510.pdf
2016-06-01
FINRA's Brief in Opposition to Applicant's Brief in Support of Application for Review
/litigation/apdocuments/3-17128-event-12.pdf
2016-06-15
Applicant's Reply Brief in Support of his Application for Review
/litigation/apdocuments/3-17128-event-13.pdf
2016-05-27
Division's Brief in Opposition of Applicant's Petition for Termination of Trading Suspension
/litigation/apdocuments/3-17250-event-6.pdf
2016-08-24
34-78669
Opinion of the Commission
/litigation/opinions/2016/34-78669.pdf