Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C, 15(b) and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice

2016-08-17 3-17126 Maiher, Jason /litigation/apdocuments/ap-3-17126.xml 2016-02-23 34-77207 AAER-3746 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C, 15(b) and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice /litigation/admin/2016/34-77207.pdf 2016-02-25 AP-3645 Order Scheduling Hearing and Designating Presiding Judge /alj/aljorders/2016/ap-3645.pdf 2016-03-02 AP-3664 Order Postponing Hearing and Scheduling Prehearing Conference /alj/aljorders/2016/ap-3664.pdf 2016-03-31 AP-3752 Scheduling Order /alj/aljorders/2016/ap-3752.pdf 2016-05-06 AP-3829 Notice to Parties /alj/aljorders/2016/ap-3829.pdf 2016-05-27 AP-3876 Stay Order /alj/aljorders/2016/ap-3876.pdf 2016-08-17 34-78607 AAER-3795 Order Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 4C, 15(b) and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice /litigation/admin/2016/34-78607.pdf