2022-02-25
3-17112
Frazer Frost LLP
Woo, Susan, CPA
Suen, Miranda, CPA
/litigation/apdocuments/ap-3-17112.xml
2016-02-11
33-10039
34-77114
AAER-3742
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
/litigation/admin/2016/33-10039.pdf
2016-02-12
AP-3604
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2016/ap-3604.pdf
2016-02-18
AP-3625
Order Postponing Hearing and Scheduling Prehearing Conference
/alj/aljorders/2016/ap-3625.pdf
2016-02-26
AP-3649
Protective Order
/alj/aljorders/2016/ap-3649.pdf
2016-03-16
AP-3715
Order Following Prehearing Conference and Setting Procedural Schedule
/alj/aljorders/2016/ap-3715.pdf
2016-03-24
AP-3733
Order Designating Settlement ALJ and Scheduling Confidential Settlement Conference
/alj/aljorders/2016/ap-3733.pdf
2016-03-03
Respondents' Answer to the OIP and C&D Proceedings
/litigation/apdocuments/3-17112-event-8.pdf
2016-03-10
Letter of 3/9/16 to ALJ from Division serving as a joint letter memorializing the result of the parties discussions prior to the phc in response to the Order dated 2/18/16
/litigation/apdocuments/3-17112-event-9.pdf
2016-04-06
AP-3766
Order Rescheduling Hearing and Revising Procedural Schedule
/alj/aljorders/2016/ap-3766.pdf
2016-04-05
Respondents' Motion to Dismiss Certain Claims in the OIP
/litigation/apdocuments/3-17112-event-15.pdf
2016-04-05
Respondents' Memorandum of Law in Support of their Motion to Dismiss Certain
Claims in the OIP
/litigation/apdocuments/3-17112-event-16.pdf
2016-04-20
AP-3791
Notice to Parties
/alj/aljorders/2016/ap-3791.pdf
2016-04-20
AP-3792
Order Regarding Judicial Estoppel
/alj/aljorders/2016/ap-3792.pdf
2016-04-13
Division's Response to Respondents' Motion for Summary Disposition
/litigation/apdocuments/3-17112-event-18.pdf
2016-04-13
Division's Opposition to Respondents' Motion to Dismiss Certain Claims in the Order Instituting Proceedings
/litigation/apdocuments/3-17112-event-19.pdf
2016-04-22
AP-3799
Order Denying Respondents' Motion for Summary Disposition
/alj/aljorders/2016/ap-3799.pdf
2016-04-22
AP-3802
Stay Order
/alj/aljorders/2016/ap-3802.pdf
2016-06-07
33-10092
34-78010
AAER-3781
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
/litigation/admin/2016/33-10092.pdf
2020-04-16
34-88659
AAER-4123
Order Granting Application for Reinstatement to Appear and Practice Before the Commission as an Accountant Responsible for the Preparation or Review of Financial Statements Required to Be Filed with the Commission
/litigation/admin/2020/34-88659.pdf
2022-02-25
34-94318
AAER-4287
Order Granting Application for Reinstatement to Appear and Practice Before the Commission as an Accountant Responsible for the Preparation or Review of Financial Statements Required to Be Filed with the Commission
/litigation/admin/2022/34-94318.pdf