2016-10-20
3-17049
Rahfco Management Group, LLC
/litigation/apdocuments/ap-3-17049.xml
2016-01-13
34-76885
IA-4311
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(e) of the Investment Advisers Act of 1940, and Notice of Hearing
/litigation/admin/2016/34-76885.pdf
2016-01-14
AP-3510
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2016/ap-3510.pdf
2016-02-10
AP-3598
Postponement Order
/alj/aljorders/2016/ap-3598.pdf
2016-02-24
AP-3641
Order
/alj/aljorders/2016/ap-3641.pdf
2016-02-17
Division's Response to Motion to Dismiss
/litigation/apdocuments/3-17049-event-8.pdf
2016-03-08
AP-3686
Order
/alj/aljorders/2016/ap-3686.pdf
2016-03-08
Letter dated 2/8/16 to Division (PAkinson) from Respondent & Attached Motion to Dismiss Based on Collateral Estoppel and Res Judicata
/litigation/apdocuments/3-17049-event-11.pdf
2016-03-29
AP-3744
Order
/alj/aljorders/2016/ap-3744.pdf
2016-06-08
AP-3903
Order
/alj/aljorders/2016/ap-3903.pdf
2016-06-02
Letter from Respondent
/litigation/apdocuments/3-17049-event-19.pdf
2016-08-01
AP-4032
Order
/alj/aljorders/2016/ap-4032.pdf
2016-08-16
ID-1047
Initial Decision
/alj/aljdec/2016/id1047cff.pdf
2016-08-16
Second Supplemental Reply in Support of Motion for Summary Disposition
/litigation/apdocuments/3-17049-event-27.pdf
2016-08-03
Division's Supplemental Reply in Support of Motion for Summary Disposition Pursuant to Rule 250 of the Commission's Rules of Practice
/litigation/apdocuments/3-17049-event-25.pdf
2016-08-15
Respondents Reply to Motion the SEC for Sanctions
/litigation/apdocuments/3-17049-event-26.pdf
2016-10-20
34-79129
Notice That Initial Decision Has Become Final
/alj/aljdec/2016/34-79129.pdf