2017-03-01
3-17035
Desai, Shreyans
/litigation/apdocuments/ap-3-17035.xml
2016-01-05
34-76838
IA-4305
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
/litigation/admin/2016/34-76838.pdf
2016-01-07
AP-3476
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2016/ap-3476.pdf
2016-01-27
AP-3534
Order Postponing Hearing
/alj/aljorders/2016/ap-3534.pdf
2016-02-11
AP-3603
Order Setting Prehearing Conference Date
/alj/aljorders/2016/ap-3603.pdf
2016-02-22
AP-3631
Order Following Prehearing Conference
/alj/aljorders/2016/ap-3631.pdf
2016-03-30
Letter dated 3/26/16 to ALJ from Respondent Regarding Concerns and Opposition to 2/22/16 Order
/litigation/apdocuments/3-17035-event-14.pdf
2016-04-19
AP-3790
Order Setting Schedule for Motion for Summary Disposition
/alj/aljorders/2016/ap-3790.pdf
2016-04-19
Letter dated 4/10/16 to ALJ from Respondent re Submission of Additional Details and Area of Concerns and Request for Oral Argument to Be Held in New York
/litigation/apdocuments/3-17035-event-15.pdf
2016-05-06
Division's Memorandum of Law in Support of Its Motion for Summary Disposition
/litigation/apdocuments/3-17035-event-17.pdf
2016-06-01
AP-3888
Order Granting Extension of Time for Opposition
/alj/aljorders/2016/ap-3888.pdf
2016-05-27
Emergency Application Requesting to File Opposition to SEC's Motion
/litigation/apdocuments/3-17035-event-19.pdf
2016-06-27
Division's Reply Memorandum of Law
/litigation/apdocuments/3-17035-event-22.pdf
2016-06-22
Respondent's Opposition
/litigation/apdocuments/3-17035-event-21.pdf
2016-08-05
ID-1044
Initial Decision
/alj/aljdec/2016/id1044bpm.pdf
2016-09-07
Motion to Correct Manifest of Errors: Part A
/litigation/apdocuments/3-17035-event-24.pdf
2016-09-12
Respondent's Petition for Review
/litigation/apdocuments/3-17035-event-25.pdf
2016-09-28
34-78969
Order Granting Petition for Review and Scheduling Briefs
/litigation/opinions/2016/34-78969.pdf
2016-11-29
Division's Brief in Opposition to Resp Shreyans Desai's Personal Statement Filed in
Support of Desai's Petition for Review
/litigation/apdocuments/3-17035-event-28.pdf
2016-12-20
Respondent's Request for A Stay or An Adjournment Until He Completes An Apeal
/litigation/apdocuments/3-17035-event-29.pdf
2017-01-25
Respondent's Response to Opposition
/litigation/apdocuments/3-17035-event-30.pdf
2017-03-01
34-80129
Opinion of the Commission
/litigation/opinions/2017/34-80129.pdf