2016-08-26
3-17004
Sellers, Deven
Barrera, Roland
/litigation/apdocuments/ap-3-17004.xml
2015-12-15
34-76659
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
/litigation/admin/2015/34-76659.pdf
2015-12-17
AP-3410
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2015/ap-3410.pdf
2016-01-05
AP-3464
Order Postponing Hearing and Directing Parties to Hold a Prehearing Conference
/alj/aljorders/2016/ap-3464.pdf
2016-01-28
AP-3547
Order Scheduling Prehearing Conference and Setting Briefing Schedule
/alj/aljorders/2016/ap-3547.pdf
2016-02-04
AP-3577
Order Following Prehearing Conference
/alj/aljorders/2016/ap-3577.pdf
2016-03-15
AP-3706
Order
/alj/aljorders/2016/ap-3706.pdf
2016-03-15
AP-3710
Order
/alj/aljorders/2016/ap-3710.pdf
2016-03-17
AP-3720
Order Granting Motion for Extension
/alj/aljorders/2016/ap-3720.pdf
2016-03-29
Respondent Barrera's Motion for Summary Disposition
/litigation/apdocuments/3-17004-event-14.pdf
2016-02-29
Division's Motion for Summary Disposition
/litigation/apdocuments/3-17004-event-8.pdf
2016-07-14
ID-1036
Initial Decision
/alj/aljdec/2016/id1036ce.pdf
2016-08-26
34-78706
Notice That Initial Decision Has Become Final
/alj/aljdec/2016/34-78706.pdf