2016-08-24
3-17003
Eichler, Jr., Peter J.
/litigation/apdocuments/ap-3-17003.xml
2015-12-14
34-76635
IA-4290
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
/litigation/admin/2015/34-76635.pdf
2015-12-15
AP-3398
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2015/ap-3398.pdf
2016-01-04
AP-3460
Postponement Order
/alj/aljorders/2016/ap-3460.pdf
2016-01-12
AP-3498
Order to Show Cause
/alj/aljorders/2016/ap-3498.pdf
2016-01-29
AP-3553
Prehearing Order
/alj/aljorders/2016/ap-3553.pdf
2016-01-26
Respondent's Declaration in Response to Order to Show Cause
/litigation/apdocuments/3-17003-event-6.pdf
2016-02-16
Division's Motion for Summary Disposition
/litigation/apdocuments/3-17003-event-9.pdf
2016-03-25
AP-3737
Prehearing Order
/alj/aljorders/2016/ap-3737.pdf
2016-03-29
Supplemental Declaration of Peter J. Eichler, Jr.
/litigation/apdocuments/3-17003-event-16.pdf
2016-04-06
Declaration of Peter J. Eichler, Jr. in Response to SEC's Reply Brief
/litigation/apdocuments/3-17003-event-17.pdf
2016-07-08
ID-1032
Initial Decision
/alj/aljdec/2016/id1032cff.pdf
2016-08-24
34-78672
Notice That Initial Decision Has Become Final
/alj/aljdec/2016/34-78672.pdf