2016-08-05
3-16972
Cooper, Brett A.
/litigation/apdocuments/ap-3-16972.xml
2015-11-25
34-76526
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
/litigation/admin/2015/34-76526.pdf
2015-11-30
AP-3355
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2015/ap-3355.pdf
2015-12-10
AP-3387
Order Postponing Hearing and Scheduling Prehearing Conference
/alj/aljorders/2015/ap-3387.pdf
2015-12-15
AP-3402
Order Following Prehearing Conference
/alj/aljorders/2015/ap-3402.pdf
2016-01-05
AP-3466
Order Amending Procedural Schedule
/alj/aljorders/2016/ap-3466.pdf
2016-01-27
Division's Motion (and Memorandum) for Summary Disposition Against Respondent Brett A. Cooper
/litigation/apdocuments/3-16972-event-9.pdf
2016-03-11
AP-3698
Order to Show Cause
/alj/aljorders/2016/ap-3698.pdf
2016-06-06
ID-1020
Initial Decision
/alj/aljdec/2016/id1020jeg.pdf
2016-08-05
34-78487
Notice That Initial Decision Has Become Final
/alj/aljdec/2016/34-78487.pdf