2017-01-30
3-16946
Price, George Charles Cody
/litigation/apdocuments/ap-3-16946.xml
2015-11-05
IA-4259
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
/litigation/admin/2015/ia-4259.pdf
2015-11-06
AP-3299
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2015/ap-3299.pdf
2015-11-23
AP-3337
Order Postponing Hearing and Scheduling Prehearing Conference
/alj/aljorders/2015/ap-3337.pdf
2015-12-02
AP-3366
Order Following Prehearing Conference
/alj/aljorders/2015/ap-3366.pdf
2015-12-07
Respondent's Answer to Order Instituting Administrative Proceedings
/litigation/apdocuments/3-16946-event-9.pdf
2015-12-21
Division's Motion for Summary Disposition, with Declaration of Lynn Dean in Support of Motion
/litigation/apdocuments/3-16946-event-12.pdf
2016-02-26
AP-3650
Order Granting Respondent's Motion for Leave to File a Surreply
/alj/aljorders/2016/ap-3650.pdf
2016-02-01
Division's Reply Brief in Support of its Motion for Summary Disposition
/litigation/apdocuments/3-16946-event-15.pdf
2016-06-03
ID-1018
Initial Decision
/alj/aljdec/2016/id1018bpm.pdf
2016-06-30
Respondent's Petition for Review of Initial Decision
/litigation/apdocuments/3-16946-event-21.pdf
2016-07-21
IA-4461
Order Granting Petition for Review and Scheduling Briefs
/litigation/opinions/2016/ia-4461.pdf
2016-02-12
Division's Opposition to Respondent's Request to File Sur-Reply
/litigation/apdocuments/3-16946-event-18.pdf
2016-02-11
Respondent's Motion for Leave to File Surreply
/litigation/apdocuments/3-16946-event-17.pdf
2016-07-01
Division's Notice of Opposition of Petition for Review
/litigation/apdocuments/3-16946-event-22.pdf
2016-07-21
Division's Motion for Summary Affirmance
/litigation/apdocuments/3-16946-event-25.pdf
2016-01-28
Respondent's Opposition and Response to the Division's Motion for Summary Disposition
/litigation/apdocuments/3-16946-event-13.pdf
2016-09-02
IA-4520
Extension Order
/litigation/opinions/2016/ia-4520.pdf
2016-09-12
IA-4527
Order Denying Second Motion for Extension of Briefing Schedule
/litigation/admin/2016/ia-4527.pdf
2016-10-07
Division's Opposition to Price's Petition for Review and Request to Dismiss Petition
/litigation/apdocuments/3-16946-event-35.pdf
2016-10-07
Declaration of Lynn Dean in Support of Division's Opposition to Price's Petition for Review and Request to Dismiss Petition
/litigation/apdocuments/3-16946-event-36.pdf
2016-01-28
Declaration of Respondent in Support of Response and in Opposition to Summary Disposition
/litigation/apdocuments/3-16946-event-14.pdf
2017-01-30
IA-4631
Opinion of the Commission
/litigation/opinions/2017/ia-4631.pdf