Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940, Making Findings, Imposing Remedial Sanctions and a Cease-and-Desist Order, and Ordering Continuation of Proceedings

2017-09-29 3-16755 Success Trade, Inc. Success Trade Securities, Inc. Ahmed, Fuad /litigation/apdocuments/ap-3-16755.xml 2015-08-14 33-9891 34-75707 IC-31762 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940, Making Findings, Imposing Remedial Sanctions and a Cease-and-Desist Order, and Ordering Continuation of Proceedings /litigation/admin/2015/33-9891.pdf 2015-08-28 34-75789 Order Appointing Tax Administrator /litigation/admin/2015/34-75789.pdf 2015-08-18 AP-3046 Order Scheduling Hearing and Designating Presiding Judge /alj/aljorders/2015/ap-3046.pdf 2015-08-26 AP-3068 Order Postponing Hearing and Scheduling Prehearing Conference /alj/aljorders/2015/ap-3068.pdf 2015-10-06 AP-3198 Order Following Prehearing Conference /alj/aljorders/2015/ap-3198.pdf 2015-12-24 Respondents' Prehearing Brief /litigation/apdocuments/3-16755-event-15.pdf 2016-01-06 AP-3473 Order Following Prehearing Conference /alj/aljorders/2016/ap-3473.pdf 2016-01-13 AP-3504 Order /alj/aljorders/2016/ap-3504.pdf 2016-01-21 AP-3531 Post-Hearing Order /alj/aljorders/2016/ap-3531.pdf 2016-02-29 Division's Post-Hearing Brief /litigation/apdocuments/3-16755-event-24.pdf 2016-04-28 ID-1005 Initial Decision /alj/aljdec/2016/id1005jsp.pdf 2017-09-28 33-10421 34-81761 IC-32843 Notice That Initial Decision Has Become Final /alj/aljdec/2017/33-10421.pdf